| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 1,602,000 | 155,795,000 | 68.04% | ||
| 2 | Pine River Capital Management L.P. | 28,794,000 | 28,008,000 | 12.23% | PRN | |
| 3 | TD ASSET MANAGEMENT INC | 19,483,000 | 19,045,000 | 8.32% | ||
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 8,689,000 | 8,471,000 | 3.70% | PRN | |
| 5 | LAZARD ASSET MANAGEMENT LLC | 6,795,000 | 6,608,000 | 2.89% | PRN | |
| 6 | ADVENT CAPITAL MANAGEMENT /DE/ | 4,023,000 | 3,933,000 | 1.72% | PRN | |
| 7 | GLG Partners LP | 2,250,000 | 2,199,000 | 0.96% | PRN | |
| 8 | AQR CAPITAL MANAGEMENT LLC | 1,875,000 | 1,832,000 | 0.80% | PRN | |
| 9 | Bank of New York Mellon Corp | 1,000,000 | 975,000 | 0.43% | ||
| 10 | DEUTSCHE BANK AG\ | 819,000 | 796,000 | 0.35% | PRN | |
| 11 | CREDIT SUISSE AG/ | 626,000 | 609,000 | 0.27% | PRN | |
| 12 | Investors Capital Advisory Services | 479,000 | 464,000 | 0.20% | ||
| 13 | D.A. DAVIDSON & CO. | 109,000 | 106,000 | 0.05% | ||
| 14 | BARCLAYS PLC | 50,000 | 49,000 | 0.02% | PRN | |
| 15 | Wellesley Asset Management | 36,496 | 35,827 | 0.02% | PRN | |
| 16 | TDAM USA INC. | 17,000 | 17,000 | 0.01% | ||
| 17 | HighTower Advisors, LLC | 16,000 | 16,000 | 0.01% | PRN | |
| 18 | Creative Planning | 9,000 | 9,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
