| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 10,000 | 9,000 | 0.01% | PRN | |
| 2 | HighTower Advisors, LLC | 13,000 | 12,000 | 0.02% | PRN | |
| 3 | Raymond James Financial Services Advisors, Inc. | 14,000 | 13,000 | 0.02% | PRN | |
| 4 | SONORA INVESTMENT MANAGEMENT, LLC | 17,000 | 15,743 | 0.02% | ||
| 5 | TDAM USA INC. | 17,000 | 16,000 | 0.02% | ||
| 6 | Jefferies Group LLC | 17,000 | 16,000 | 0.02% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 24,000 | 22,000 | 0.03% | PRN | |
| 8 | STIFEL FINANCIAL CORP | 22,938 | 23,000 | 0.03% | PRN | |
| 9 | US BANCORP \DE\ | 25,000 | 23,000 | 0.03% | PRN | |
| 10 | Wellesley Asset Management | 28,696 | 26,472 | 0.03% | PRN | |
| 11 | Creative Planning | 35,000 | 32,000 | 0.04% | PRN | |
| 12 | BARCLAYS PLC | 50,000 | 46,000 | 0.06% | PRN | |
| 13 | D.A. DAVIDSON & CO. | 109,000 | 136,000 | 0.18% | ||
| 14 | DEUTSCHE BANK AG\ | 229,000 | 210,000 | 0.28% | PRN | |
| 15 | MORGAN STANLEY | 260,000 | 237,000 | 0.31% | PRN | |
| 16 | AQR ARBITRAGE LLC | 275,000 | 254,000 | 0.34% | PRN | |
| 17 | Investors Capital Advisory Services | 328,000 | 300,000 | 0.40% | ||
| 18 | JPMORGAN CHASE & CO | 551,000 | 511,000 | 0.67% | PRN | |
| 19 | Orinda Asset Management LLC | 3,000,000 | 2,768,000 | 3.65% | ||
| 20 | OAKTREE CAPITAL MANAGEMENT LP | 3,484,000 | 3,235,000 | 4.27% | PRN | |
| 21 | GLG Partners LP | 3,725,000 | 3,455,000 | 4.56% | PRN | |
| 22 | FMR LLC | 4,300,000 | 3,945,000 | 5.21% | PRN | |
| 23 | TD ASSET MANAGEMENT INC | 19,483,000 | 17,973,000 | 23.73% | ||
| 24 | Pine River Capital Management L.P. | 46,030,000 | 42,463,000 | 56.06% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
