| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 75,245,000 | 77,502,000 | 24.35% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 52,054,000 | 53,619,000 | 16.85% | PRN | |
| 3 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 37,440,000 | 38,506,000 | 12.10% | PRN | |
| 4 | Invesco Ltd. | 27,926,000 | 28,711,000 | 9.02% | ||
| 5 | SHENKMAN CAPITAL MANAGEMENT INC | 20,933,000 | 21,574,000 | 6.78% | PRN | |
| 6 | CAMDEN ASSET MANAGEMENT L P /CA | 19,064,000 | 19,600,000 | 6.16% | PRN | |
| 7 | LORD, ABBETT & CO. LLC | 13,378,000 | 13,821,000 | 4.34% | PRN | |
| 8 | Horizon Kinetics LLC | 10,391,000 | 10,683,000 | 3.36% | PRN | |
| 9 | AMERIPRISE FINANCIAL INC | 9,791,000 | 10,070,000 | 3.16% | PRN | |
| 10 | JPMORGAN CHASE & CO | 5,461,000 | 5,615,000 | 1.76% | PRN | |
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 4,184,000 | 4,303,000 | 1.35% | PRN | |
| 12 | BARCLAYS PLC | 42,000 | 4,284,000 | 1.35% | ||
| 13 | Ameritas Investment Partners, Inc. | 3,860,000 | 3,968,000 | 1.25% | PRN | |
| 14 | Daiwa Securities Group Inc. | 3,500,000 | 3,597,000 | 1.13% | PRN | |
| 15 | CREDIT SUISSE AG/ | 2,921,000 | 3,004,000 | 0.94% | PRN | |
| 16 | DEUTSCHE BANK AG\ | 2,898,000 | 2,979,000 | 0.94% | PRN | |
| 17 | Cutler Capital Management, LLC | 2,701,000 | 2,777,000 | 0.87% | PRN | |
| 18 | JUPITER ASSET MANAGEMENT LTD | 2,500,000 | 2,575,000 | 0.81% | PRN | |
| 19 | SSI INVESTMENT MANAGEMENT LLC | 2,393,000 | 2,459,000 | 0.77% | PRN | |
| 20 | BARCLAYS PLC | 2,174,000 | 2,217,000 | 0.70% | PRN | |
| 21 | Bank of New York Mellon Corp | 2,100,000 | 2,163,000 | 0.68% | ||
| 22 | THRIVENT FINANCIAL FOR LUTHERANS | 1,000,000 | 1,033,000 | 0.32% | ||
| 23 | PIPER SANDLER & CO. | 730,000 | 751,000 | 0.24% | PRN | |
| 24 | BANK OF AMERICA CORP /DE/ | 626,000 | 644,000 | 0.20% | PRN | |
| 25 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 600,000 | 620,000 | 0.19% | PRN | |
| 26 | SUNTRUST BANKS INC | 450,000 | 462,000 | 0.15% | ||
| 27 | IRON Financial LLC | 335,000 | 347,000 | 0.11% | ||
| 28 | MORGAN STANLEY | 79,000 | 81,000 | 0.03% | PRN | |
| 29 | M&T BANK CORP | 69,000 | 71,000 | 0.02% | PRN | |
| 30 | CITIGROUP INC | 64,000 | 66,000 | 0.02% | PRN | |
| 31 | BANQUE PICTET & CIE SA | 35,000 | 36,000 | 0.01% | ||
| 32 | Bank Pictet & Cie (Europe) AG | 35,000 | 36,000 | 0.01% | ||
| 33 | WELLS FARGO & COMPANY/MN | 34,000 | 35,000 | 0.01% | PRN | |
| 34 | NOMURA HOLDINGS INC | 28,000 | 29,000 | 0.01% | PRN | |
| 35 | STIFEL FINANCIAL CORP | 17,000 | 18,000 | 0.01% | PRN | |
| 36 | UBS Group AG | 7,000 | 7,000 | 0.00% | PRN | |
| 37 | Wellesley Asset Management | 99 | 103 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
