| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 7,000 | 7,000 | 0.00% | PRN | |
| 2 | Hilton Capital Management, LLC | 11,000 | 11,000 | 0.00% | PRN | |
| 3 | CITIGROUP INC | 12,000 | 12,000 | 0.00% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 29,000 | 30,000 | 0.01% | PRN | |
| 5 | BANQUE PICTET & CIE SA | 35,000 | 36,000 | 0.01% | ||
| 6 | Bank Pictet & Cie (Europe) AG | 35,000 | 36,000 | 0.01% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 35,000 | 36,000 | 0.01% | PRN | |
| 8 | M&T BANK CORP | 70,000 | 71,000 | 0.02% | PRN | |
| 9 | BlackRock Fund Advisors | 75,000 | 77,000 | 0.02% | PRN | |
| 10 | MORGAN STANLEY | 159,000 | 162,000 | 0.05% | PRN | |
| 11 | SUNTRUST BANKS INC | 296,000 | 302,000 | 0.09% | ||
| 12 | IRON Financial LLC | 335,000 | 343,000 | 0.11% | ||
| 13 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 379,000 | 388,000 | 0.12% | ||
| 14 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 600,000 | 617,000 | 0.19% | PRN | |
| 15 | BARCLAYS PLC | 958,000 | 977,000 | 0.30% | PRN | |
| 16 | JPMORGAN CHASE & CO | 1,078,000 | 1,103,000 | 0.34% | PRN | |
| 17 | ROYAL BANK OF CANADA | 1,100,000 | 1,124,000 | 0.35% | PRN | |
| 18 | THRIVENT FINANCIAL FOR LUTHERANS | 1,500,000 | 1,543,000 | 0.48% | ||
| 19 | Bank of New York Mellon Corp | 2,100,000 | 2,146,000 | 0.66% | ||
| 20 | GAM Holding AG | 2,500,000 | 2,566,000 | 0.79% | PRN | |
| 21 | DEUTSCHE BANK AG\ | 2,906,000 | 2,974,000 | 0.92% | PRN | |
| 22 | Ameritas Investment Partners, Inc. | 3,860,000 | 3,951,000 | 1.22% | PRN | |
| 23 | Cutler Capital Management, LLC | 4,146,000 | 4,244,000 | 1.31% | PRN | |
| 24 | AMERIPRISE FINANCIAL INC | 9,501,000 | 9,717,000 | 2.99% | PRN | |
| 25 | Horizon Kinetics LLC | 10,981,000 | 11,242,000 | 3.46% | PRN | |
| 26 | LORD, ABBETT & CO. LLC | 12,184,000 | 12,534,000 | 3.86% | PRN | |
| 27 | CAMDEN ASSET MANAGEMENT L P /CA | 15,982,000 | 16,362,000 | 5.04% | PRN | |
| 28 | JUPITER ASSET MANAGEMENT LTD | 19,900,000 | 20,331,000 | 6.26% | PRN | |
| 29 | Invesco Ltd. | 27,926,000 | 28,589,000 | 8.80% | ||
| 30 | SHENKMAN CAPITAL MANAGEMENT INC | 28,185,000 | 28,859,000 | 8.88% | PRN | |
| 31 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 42,340,000 | 43,303,000 | 13.33% | PRN | |
| 32 | ADVENT CAPITAL MANAGEMENT /DE/ | 52,679,000 | 54,089,000 | 16.65% | PRN | |
| 33 | ZAZOVE ASSOCIATES LLC | 75,245,000 | 77,032,000 | 23.72% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
