| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 382,809 | 15,071,000 | 21.03% | ||
| 2 | ASSETMARK, INC | 296,139 | 11,659,000 | 16.27% | ||
| 3 | STATE STREET CORP | 233,310 | 9,185,000 | 12.81% | ||
| 4 | LPL Financial LLC | 198,783 | 7,826,000 | 10.92% | ||
| 5 | MORGAN STANLEY | 109,054 | 4,294,000 | 5.99% | ||
| 6 | SG Americas Securities, LLC | 99,572 | 3,920,000 | 5.47% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 86,072 | 3,389,000 | 4.73% | ||
| 8 | AMERIPRISE FINANCIAL INC | 53,753 | 2,116,000 | 2.95% | ||
| 9 | JPMORGAN CHASE & CO | 47,063 | 1,853,000 | 2.59% | ||
| 10 | GFS Advisors, LLC | 46,000 | 1,811,000 | 2.53% | ||
| 11 | Orion Porfolio Solutions, LLC | 41,105 | 1,618,000 | 2.26% | ||
| 12 | Commonwealth Equity Services, Inc | 38,767 | 1,526,000 | 2.13% | ||
| 13 | TOTH FINANCIAL ADVISORY CORP | 35,982 | 1,417,000 | 1.98% | ||
| 14 | JANE STREET GROUP, LLC | 35,914 | 1,414,000 | 1.97% | ||
| 15 | 1919 Investment Counsel, LLC | 27,750 | 1,093,000 | 1.52% | ||
| 16 | BANK OF MONTREAL /CAN/ | 12,005 | 473,000 | 0.66% | ||
| 17 | WELLS FARGO & COMPANY/MN | 11,365 | 448,000 | 0.63% | ||
| 18 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 11,019 | 434,000 | 0.61% | ||
| 19 | NATIONAL PLANNING CORP | 10,611 | 418,000 | 0.58% | ||
| 20 | ROYAL BANK OF CANADA | 8,080 | 319,000 | 0.45% | ||
| 21 | Placemark Investments, Inc. | 7,216 | 284,000 | 0.40% | ||
| 22 | Whitnell & Co. | 7,142 | 281,000 | 0.39% | ||
| 23 | Freedom Investment Management, Inc. | 6,146 | 242,000 | 0.34% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,843 | 230,000 | 0.32% | ||
| 25 | WealthTrust-Arizona, LLC | 4,072 | 160,000 | 0.22% | ||
| 26 | STRINGER ASSET MANAGEMENT, LLC | 2,263 | 89,000 | 0.12% | ||
| 27 | US BANCORP \DE\ | 1,000 | 39,000 | 0.05% | ||
| 28 | Financial Architects, Inc | 635 | 25,000 | 0.03% | ||
| 29 | MSI Financial Services Inc | 344 | 14,000 | 0.02% | ||
| 30 | Crosspoint Capital Strategies, LLC | 292 | 11,000 | 0.02% | ||
| 31 | CITIGROUP INC | 150 | 6,000 | 0.01% | ||
| 32 | DUBUQUE BANK & TRUST CO | 119 | 5,000 | 0.01% | ||
| 33 | DEUTSCHE BANK AG\ | 100 | 3,000 | 0.00% | ||
| 34 | Partnervest Advisory Services LLC | 34 | 1,000 | 0.00% | ||
| 35 | HOWE & RUSLING INC | 20 | 1,000 | 0.00% | ||
| 36 | B. Riley Wealth Advisors, Inc. | 25 | 984 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
