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SPDR SERIES TRUST PRTFLO S&P500 GW ETF
SPDR SERIES TRUST PRTFLO S&P500 GW ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 40 Institutional holders with a total value of $154,120,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Directions Investment Advisors, LLC 945,757 81,666,000 52.99%
2 LPL Financial LLC 186,226 16,081,000 10.43%
3 STATE STREET CORP 116,163 10,038,000 6.51%
4 MORGAN STANLEY 101,272 8,745,000 5.67%
5 BB&T SECURITIES, LLC 5,263 4,544,000 2.95%
6 Commonwealth Equity Services, Inc 45,539 3,932,000 2.55%
7 ENVESTNET ASSET MANAGEMENT INC 40,663 3,511,000 2.28%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 39,481 3,409,000 2.21%
9 UBS AG 32,790 2,831,000 1.84%
10 SG Americas Securities, LLC 30,113 2,600,000 1.69%
11 ROYAL BANK OF CANADA 28,628 2,473,000 1.60%
12 RAYMOND JAMES & ASSOCIATES 22,851 1,973,000 1.28%
13 BANK OF AMERICA CORP /DE/ 22,269 1,923,000 1.25%
14 CREDIT SUISSE AG/ 19,151 1,654,000 1.07%
15 Cambridge Investment Research Advisors, Inc. 15,407 1,330,000 0.86%
16 WELLS FARGO & COMPANY/MN 13,215 1,141,000 0.74%
17 JPMORGAN CHASE & CO 10,588 914,000 0.59%
18 HighTower Advisors, LLC 9,640 832,000 0.54%
19 Freedom Investment Management, Inc. 9,379 810,000 0.53%
20 GOLDMAN SACHS GROUP INC 7,158 618,000 0.40%
21 Virtu KCG Holdings LLC 5,460 472,000 0.31%
22 IFC Holdings Incorporated/FL 5,126 438,000 0.28%
23 LBMC INVESTMENT ADVISORS, LLC 4,478 387,000 0.25%
24 SII INVESTMENTS INC/WI 4,427 366,000 0.24%
25 Creative Planning 3,204 277,000 0.18%
26 HL FINANCIAL SERVICES LLC 3,060 264,000 0.17%
27 GLENMEDE TRUST CO NA 2,980 257,000 0.17%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,808 156,000 0.10%
29 AMERIPRISE FINANCIAL INC 1,482 128,000 0.08%
30 Bartlett & Co. LLC 1,150 99,000 0.06%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,000 86,000 0.06%
32 NEW ENGLAND SECURITIES CORP /MA/ 817 71,000 0.05%
33 Capital Advisors, Ltd. LLC 487 42,000 0.03%
34 PRIVATE TRUST CO NA 153 13,000 0.01%
35 First Horizon Advisors, Inc. 112 9,000 0.01%
36 SIGNATUREFD, LLC 100 9,000 0.01%
37 PATHSTONE FAMILY OFFICE, LLC 100 9,000 0.01%
38 Joel Isaacson & Co., LLC 58 5,000 0.00%
39 COLONY GROUP LLC 50 4,000 0.00%
40 BANK OF MONTREAL /CAN/ 40 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.