| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 657,029 | 21,986,000 | 42.44% | ||
| 2 | Advisors Asset Management, Inc. | 479,123 | 16,031,000 | 30.95% | ||
| 3 | Invesco Ltd. | 152,033 | 5,087,000 | 9.82% | ||
| 4 | STIFEL FINANCIAL CORP | 42,675 | 1,428,000 | 2.76% | ||
| 5 | WELLS FARGO & COMPANY/MN | 39,088 | 1,308,000 | 2.53% | ||
| 6 | UBS AG | 30,833 | 1,032,000 | 1.99% | ||
| 7 | DAVENPORT & Co LLC | 28,535 | 954,781 | 1.84% | ||
| 8 | ROYAL BANK OF CANADA | 24,498 | 820,000 | 1.58% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 19,103 | 639,000 | 1.23% | ||
| 10 | MORGAN STANLEY | 14,956 | 500,000 | 0.97% | ||
| 11 | TFS CAPITAL LLC | 13,534 | 453,000 | 0.87% | ||
| 12 | Robert W. Baird & Co. Inc | 10,302 | 345,000 | 0.67% | SH | |
| 13 | ACG Wealth | 7,916 | 265,000 | 0.51% | ||
| 14 | WEDBUSH SECURITIES INC | 7,393 | 247,000 | 0.48% | ||
| 15 | Commonwealth Equity Services, Inc | 6,487 | 217,000 | 0.42% | ||
| 16 | B. Riley Wealth Management, Inc. | 6,230 | 208,000 | 0.40% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 3,922 | 131,000 | 0.25% | ||
| 18 | AMERIPRISE FINANCIAL INC | 2,250 | 75,000 | 0.14% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 1,708 | 57,000 | 0.11% | ||
| 20 | CITIGROUP INC | 383 | 13,000 | 0.03% | ||
| 21 | Ground Swell Capital, LLC | 128 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
