| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 100 | 0 | 0.00% | ||
| 2 | CUTLER GROUP LLC / CA | 800 | 1,000 | 0.00% | ||
| 3 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 1,000 | 1,000 | 0.00% | ||
| 5 | CUTLER GROUP LLC / CA | 8,800 | 1,000 | 0.00% | Call | |
| 6 | Edge Wealth Management LLC | 1,172 | 2,000 | 0.01% | SH | |
| 7 | CUTLER GROUP LLC / CA | 7,400 | 8,000 | 0.02% | Put | |
| 8 | Creative Planning | 6,404 | 9,000 | 0.02% | ||
| 9 | TORONTO DOMINION BANK | 14,982 | 22,000 | 0.06% | ||
| 10 | WELLS FARGO & COMPANY/MN | 15,389 | 23,000 | 0.06% | ||
| 11 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 20,200 | 30,000 | 0.08% | ||
| 12 | Virtu KCG Holdings LLC | 23,841 | 35,000 | 0.09% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 28,711 | 42,000 | 0.11% | ||
| 14 | WOLVERINE TRADING LP /BD | 29,959 | 43,000 | 0.11% | ||
| 15 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 29,158 | 43,000 | 0.11% | ||
| 16 | UBS Group AG | 30,807 | 45,000 | 0.11% | ||
| 17 | GROUP ONE TRADING LLC | 32,104 | 47,000 | 0.12% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 37,600 | 55,000 | 0.14% | ||
| 19 | JPMORGAN CHASE & CO | 46,128 | 68,000 | 0.17% | ||
| 20 | WOLVERINE TRADING LP /BD | 50,100 | 73,000 | 0.18% | Put | |
| 21 | STIFEL FINANCIAL CORP | 57,098 | 87,000 | 0.22% | ||
| 22 | MORGAN STANLEY | 217,200 | 320,000 | 0.81% | ||
| 23 | ROYAL BANK OF CANADA | 302,515 | 444,000 | 1.12% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 335,675 | 493,000 | 1.25% | ||
| 25 | OppenheimerFunds, Inc. | 1,631,229 | 2,398,000 | 6.07% | ||
| 26 | ADVISORY RESEARCH INC | 2,077,560 | 35,214,000 | 89.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
