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ALJ REGIONAL HOLDINGS INC
ALJ REGIONAL HOLDINGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 43 Institutional holders with a total value of $14,232,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 612,166 2,687,000 18.88%
2 BlackRock Fund Advisors 591,420 2,596,000 18.24%
3 ISZO CAPITAL MANAGEMENT LP 552,977 2,428,000 17.06%
4 STATE STREET CORP 192,154 843,000 5.92%
5 NORTHERN TRUST CORP 189,236 830,000 5.83%
6 Municipal Employees' Retirement System of Michigan 134,670 591,000 4.15%
7 BlackRock Institutional Trust Company, N.A. 134,552 591,000 4.15%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 91,700 403,000 2.83%
9 BlackRock Investment Management, LLC 72,391 318,000 2.23%
10 MORGAN STANLEY 68,014 299,000 2.10%
11 WITTENBERG INVESTMENT MANAGEMENT, INC. 63,790 280,000 1.97%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 57,394 252,000 1.77%
13 GEODE CAPITAL MANAGEMENT, LLC 54,731 240,000 1.69%
14 Bank of New York Mellon Corp 39,098 171,000 1.20%
15 Clear Harbor Asset Management, LLC 38,599 169,000 1.19%
16 RENAISSANCE TECHNOLOGIES LLC 37,999 167,000 1.17%
17 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,115 167,000 1.17%
18 DEUTSCHE BANK AG\ 33,140 144,000 1.01%
19 TEACHERS ADVISORS, LLC 29,958 132,000 0.93%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,500 126,000 0.89%
21 JPMORGAN CHASE & CO 25,322 111,000 0.78%
22 CITIGROUP INC 18,642 82,000 0.58%
23 WYNNEFIELD CAPITAL INC 16,200 71,000 0.50%
24 B. Riley Wealth Advisors, Inc. 15,044 67,000 0.47%
25 RHUMBLINE ADVISERS 14,351 63,000 0.44%
26 MILLENNIUM MANAGEMENT LLC 12,339 54,000 0.38%
27 Nationwide Fund Advisors 11,990 53,000 0.37%
28 M&T BANK CORP 12,000 53,000 0.37%
29 NEW YORK STATE COMMON RETIREMENT FUND 10,800 47,000 0.33%
30 ACROSPIRE INVESTMENT MANAGEMENT LLC 10,654 47,000 0.33%
31 AMERICAN INTERNATIONAL GROUP, INC. 10,643 47,000 0.33%
32 BLACKROCK ADVISORS LLC 6,941 30,000 0.21%
33 UBS Group AG 3,571 15,000 0.11%
34 FUSION FAMILY WEALTH, LLC 3,000 12,000 0.08% SH
35 BANK OF AMERICA CORP /DE/ 2,544 11,000 0.08%
36 Legal & General Group Plc 1,999 10,000 0.07%
37 WELLS FARGO & COMPANY/MN 2,069 9,000 0.06%
38 ROYAL BANK OF CANADA 1,280 6,000 0.04%
39 ADVISOR GROUP, INC. 1,000 4,000 0.03%
40 BlackRock Finance, Inc. 652 3,000 0.02%
41 BNP PARIBAS FINANCIAL MARKETS 301 1,321 0.01%
42 US BANCORP \DE\ 237 1,000 0.01%
43 BARCLAYS PLC 255 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.