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GREAT ELM CAP GROUP INC COM
GREAT ELM CAP GROUP INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 34 Institutional holders with a total value of $23,197,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cove Street Capital, LLC 612,708 4,038,000 17.41%
2 KINGDON CAPITAL MANAGEMENT, L.L.C. 545,020 3,592,000 15.48%
3 Nokomis Capital, L.L.C. 432,048 2,847,000 12.27%
4 VANGUARD GROUP INC 403,900 2,661,000 11.47%
5 RENAISSANCE TECHNOLOGIES LLC 265,473 1,749,000 7.54%
6 EMERALD ACQUISITION LTD. 186,208 1,227,000 5.29%
7 AWM Investment Company, Inc. 175,889 1,159,000 5.00%
8 GREENWOOD INVESTMENTS, INC. 150,000 989,000 4.26%
9 BARDIN HILL MANAGEMENT PARTNERS LP 126,714 835,000 3.60%
10 BlackRock Institutional Trust Company, N.A. 124,295 819,000 3.53%
11 Boston Partners 119,981 791,000 3.41%
12 S Squared Technology, LLC 90,192 594,000 2.56%
13 Clear Harbor Asset Management, LLC 66,073 435,000 1.88%
14 GEODE CAPITAL MANAGEMENT, LLC 40,028 263,000 1.13%
15 CANNELL CAPITAL LLC 35,492 234,000 1.01%
16 DIMENSIONAL FUND ADVISORS LP 25,739 170,000 0.73%
17 OPPENHEIMER & CO INC 22,546 148,000 0.64%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 20,721 137,000 0.59%
19 NORTHERN TRUST CORP 18,241 120,000 0.52%
20 JBF Capital, Inc. 16,666 110,000 0.47%
21 Bank of New York Mellon Corp 13,619 90,000 0.39%
22 OXFORD ASSET MANAGEMENT LLP 10,660 70,000 0.30%
23 BlackRock Fund Advisors 8,251 54,000 0.23%
24 DEUTSCHE BANK AG\ 4,001 26,000 0.11%
25 BLACKROCK ADVISORS LLC 1,986 13,000 0.06%
26 BlackRock Investment Management, LLC 1,333 9,000 0.04%
27 Creative Planning 1,293 9,000 0.04%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 557 4,000 0.02%
29 SPHINX TRADING, LP 333 2,000 0.01%
30 UBS Group AG 175 1,000 0.00%
31 WELLS FARGO & COMPANY/MN 209 1,000 0.00%
32 MORGAN STANLEY 16 0 0.00%
33 ROYAL BANK OF CANADA 19 0 0.00%
34 SYNOVUS FINANCIAL CORP 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.