| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | INVESTMENT CENTERS OF AMERICA INC | 38,425 | 982,000 | 95.34% | ||
| 2 | UBS Group AG | 1,017 | 26,000 | 2.52% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 860 | 22,000 | 2.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
