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MATEON THERAPEUTICS INC
MATEON THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 25 Institutional holders with a total value of $1,570,050.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 1,045,800 732,000 46.62%
2 VANGUARD GROUP INC 789,613 553,000 35.22%
3 SHEPHERD KAPLAN KROCHUK, LLC 116,250 81,000 5.16%
4 GEODE CAPITAL MANAGEMENT, LLC 60,393 42,000 2.68%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 51,107 36,000 2.29%
6 NORTHERN TRUST CORP 25,499 17,000 1.08%
7 CITADEL ADVISORS LLC 23,033 16,000 1.02%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,665 14,000 0.89%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,000 12,000 0.76%
10 Virtu KCG Holdings LLC 15,144 11,000 0.70%
11 GUGGENHEIM CAPITAL LLC 13,948 10,000 0.64%
12 LPL Financial LLC 12,887 9,000 0.57%
13 GOLDMAN SACHS GROUP INC 12,952 9,000 0.57%
14 Occidental Asset Management, LLC 10,000 7,000 0.45%
15 A.R.T. Advisors, LLC 10,601 7,000 0.45%
16 UBS Group AG 9,153 6,000 0.38%
17 BlackRock Fund Advisors 6,092 4,000 0.25%
18 WELLS FARGO & COMPANY/MN 4,500 3,000 0.19%
19 MORGAN STANLEY 1,000 1,000 0.06%
20 WOLVERINE TRADING LP /BD 71 50 0.00%
21 BANK OF MONTREAL /CAN/ 9 0 0.00%
22 BANK OF AMERICA CORP /DE/ 577 0 0.00%
23 DEUTSCHE BANK AG\ 8 0 0.00%
24 BARCLAYS PLC 105 0 0.00%
25 ROYAL BANK OF CANADA 94 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.