| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEERFIELD MANAGEMENT COMPANY, L.P. | 75,500,000 | 65,326,000 | 17.87% | PRN | |
| 2 | Invesco Ltd. | 61,268,000 | 53,035,000 | 14.50% | ||
| 3 | TD ASSET MANAGEMENT INC | 39,948,000 | 34,780,000 | 9.51% | ||
| 4 | ADVENT CAPITAL MANAGEMENT /DE/ | 31,074,000 | 26,826,000 | 7.34% | PRN | |
| 5 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 28,750,000 | 24,987,000 | 6.83% | PRN | |
| 6 | SHENKMAN CAPITAL MANAGEMENT INC | 18,213,000 | 15,769,000 | 4.31% | PRN | |
| 7 | TENOR CAPITAL MANAGEMENT Co., L.P. | 16,200,000 | 14,174,000 | 3.88% | PRN | |
| 8 | ORBIMED ADVISORS LLC | 15,000,000 | 12,994,000 | 3.55% | PRN | |
| 9 | BESSEMER GROUP INC | 14,000,000 | 12,034,000 | 3.29% | ||
| 10 | Castle Creek Arbitrage, LLC | 13,203,000 | 11,419,000 | 3.12% | PRN | |
| 11 | Calamos Advisors LLC | 10,000,000 | 8,670,000 | 2.37% | PRN | |
| 12 | AVIVA PLC | 10,000,000 | 8,653,000 | 2.37% | PRN | |
| 13 | ZAZOVE ASSOCIATES LLC | 9,437,000 | 8,151,000 | 2.23% | PRN | |
| 14 | ANGELO GORDON & CO., L.P. | 9,250,000 | 8,007,000 | 2.19% | PRN | |
| 15 | MORGAN STANLEY | 6,973,000 | 6,006,000 | 1.64% | PRN | |
| 16 | Jefferies Group LLC | 5,920,000 | 5,124,000 | 1.40% | PRN | |
| 17 | Mohican Financial Management, LLC | 5,550,000 | 4,804,000 | 1.31% | ||
| 18 | MACKAY SHIELDS LLC | 4,437,000 | 3,841,000 | 1.05% | PRN | |
| 19 | Visium Asset Management, LP | 4,000,000 | 3,453,000 | 0.94% | PRN | |
| 20 | BASSO CAPITAL MANAGEMENT, L.P. | 4,000,000 | 3,440,000 | 0.94% | PRN | |
| 21 | BARCLAYS PLC | 39,000 | 3,354,000 | 0.92% | ||
| 22 | Bank of New York Mellon Corp | 3,359,000 | 2,907,000 | 0.80% | ||
| 23 | JPMORGAN CHASE & CO | 3,306,000 | 2,862,000 | 0.78% | PRN | |
| 24 | DEUTSCHE BANK AG\ | 2,845,000 | 2,462,000 | 0.67% | PRN | |
| 25 | WELLS FARGO & COMPANY/MN | 2,648,000 | 2,293,000 | 0.63% | PRN | |
| 26 | GLG Partners LP | 2,500,000 | 2,162,000 | 0.59% | PRN | |
| 27 | Sage Capital Management, LLC | 2,500,000 | 2,153,000 | 0.59% | PRN | |
| 28 | MANAGED ACCOUNT ADVISORS LLC | 2,456,000 | 2,126,000 | 0.58% | PRN | |
| 29 | Verition Fund Management LLC | 2,000,000 | 1,741,000 | 0.48% | PRN | |
| 30 | Andalusian Capital Partners, LP | 2,000,000 | 1,741,000 | 0.48% | ||
| 31 | Jabre Capital Partners S.A. | 2,000,000 | 1,737,000 | 0.48% | PRN | |
| 32 | PIPER SANDLER & CO. | 2,000,000 | 1,731,000 | 0.47% | PRN | |
| 33 | HighTower Advisors, LLC | 1,575,000 | 1,363,000 | 0.37% | PRN | |
| 34 | WELLINGTON MANAGEMENT GROUP LLP | 1,209,000 | 1,047,000 | 0.29% | PRN | |
| 35 | CITIGROUP INC | 811,000 | 702,000 | 0.19% | PRN | |
| 36 | BARCLAYS PLC | 809,000 | 696,000 | 0.19% | PRN | |
| 37 | AGF INVESTMENTS INC. | 775,000 | 670,000 | 0.18% | PRN | |
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 6,000 | 520,000 | 0.14% | PRN | |
| 39 | SUNTRUST BANKS INC | 518,000 | 447,000 | 0.12% | ||
| 40 | ACUITY INVESTMENT MANAGEMENT INC | 487,000 | 421,000 | 0.12% | PRN | |
| 41 | CREDIT SUISSE AG/ | 469,000 | 406,000 | 0.11% | PRN | |
| 42 | IRON Financial LLC | 335,000 | 292,000 | 0.08% | ||
| 43 | Highlander Capital Management, LLC | 200,000 | 173,126 | 0.05% | PRN | |
| 44 | TDAM USA INC. | 52,000 | 45,000 | 0.01% | ||
| 45 | M&T BANK CORP | 45,000 | 39,000 | 0.01% | PRN | |
| 46 | ROYAL BANK OF CANADA | 25,000 | 22,000 | 0.01% | PRN | |
| 47 | Stifel Trust Company, N.A. | 20,000 | 17,000 | 0.00% | PRN | |
| 48 | Brown Advisory Securities, LLC | 18,000 | 16,000 | 0.00% | PRN | |
| 49 | Creative Planning | 7,000 | 6,000 | 0.00% | PRN | |
| 50 | BANK OF AMERICA CORP /DE/ | 3,000 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
