Dark
Light
System
Security
ETF MANAGERS TR
ETF MANAGERS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 12 Institutional holders with a total value of $481,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisor Networks LLC 10,758 156,000 32.43%
2 ADVISOR GROUP, INC. 7,008 102,000 21.21%
3 INTEGRATED WEALTH MANAGEMENT 4,960 73,000 15.18%
4 SIMPLEX TRADING, LLC 3,906 57,000 11.85%
5 Progeny 3, Inc. 3,584 53,000 11.02%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 15,000 3.12%
7 MORGAN STANLEY 488 7,000 1.46%
8 ROYAL BANK OF CANADA 400 6,000 1.25%
9 Creative Planning 331 5,000 1.04%
10 MSI Financial Services Inc 250 4,000 0.83%
11 CITIGROUP INC 200 3,000 0.62%
12 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.