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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 12 Institutional holders with a total value of $75,168,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 2,512,332 50,950,000 67.78%
2 BANK OF AMERICA CORP /DE/ 494,872 10,036,000 13.35%
3 Commonwealth Equity Services, Inc 278,938 5,657,000 7.53%
4 LPL Financial LLC 96,704 1,957,000 2.60%
5 Virtu KCG Holdings LLC 96,124 1,949,000 2.59%
6 MORGAN STANLEY 89,900 1,824,000 2.43%
7 Cetera Advisor Networks LLC 43,557 883,000 1.17%
8 JANE STREET GROUP, LLC 35,853 727,000 0.97%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,292 493,000 0.66%
10 RAYMOND JAMES & ASSOCIATES 20,605 418,000 0.56%
11 Raymond James Financial Services Advisors, Inc. 10,912 221,000 0.29%
12 ROYAL BANK OF CANADA 2,600 53,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.