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AETERNA ZENTARIS INC
AETERNA ZENTARIS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 18 Institutional holders with a total value of $477,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nine Chapters Capital Management LLC 65,800 88,000 18.45%
2 Aperio Group, LLC 61,403 82,000 17.19%
3 CREDIT SUISSE AG/ 54,213 72,000 15.09%
4 JANE STREET GROUP, LLC 38,532 52,000 10.90%
5 JPMORGAN CHASE & CO 32,300 43,000 9.01%
6 Tower Research Capital LLC (TRC) 18,844 25,000 5.24%
7 BANK OF AMERICA CORP /DE/ 16,866 23,000 4.82%
8 FIFTH THIRD BANCORP 16,666 22,000 4.61%
9 MORGAN STANLEY 11,197 15,000 3.14%
10 GEODE CAPITAL MANAGEMENT, LLC 11,256 15,000 3.14%
11 Cambridge Investment Research Advisors, Inc. 10,055 13,000 2.73%
12 ROYAL BANK OF CANADA 6,860 9,000 1.89%
13 NEXT Financial Group, Inc 6,000 8,000 1.68%
14 BANK OF MONTREAL /CAN/ 4,397 6,000 1.26%
15 MSI Financial Services Inc 1,847 2,000 0.42%
16 AMERIPRISE FINANCIAL INC 1,333 2,000 0.42%
17 HOWE & RUSLING INC 118 0 0.00%
18 WELLS FARGO & COMPANY/MN 291 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.