Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 5 Institutional holders with a total value of $3,321,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 34,276 890,000 26.80%
2 Janney Montgomery Scott LLC 33,105 861,000 25.93%
3 ROYAL BANK OF CANADA 32,062 834,000 25.11%
4 BB&T SECURITIES, LLC 28,068 729,000 21.95%
5 UBS Group AG 288 7,000 0.21%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.