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DWS STRATEGIC INCOME TR
DWS STRATEGIC INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 22 Institutional holders with a total value of $8,669,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 199,544 2,566,000 29.60%
2 WOLVERINE ASSET MANAGEMENT LLC 67,553 868,000 10.01%
3 Shaker Financial Services, LLC 66,751 858,000 9.90%
4 SII INVESTMENTS INC/WI 60,272 779,000 8.99%
5 ProVise Management Group, LLC 52,900 680,000 7.84%
6 Capital Investment Advisors, LLC 48,022 618,000 7.13%
7 UBS AG 36,885 474,000 5.47%
8 MORGAN STANLEY 33,512 431,000 4.97%
9 CORNERSTONE ADVISORS INC 30,461 392,000 4.52%
10 DOLIVER ADVISORS, LP 21,576 277,000 3.20%
11 ROYAL BANK OF CANADA 16,527 213,000 2.46%
12 BANK OF AMERICA CORP /DE/ 14,379 185,000 2.13%
13 Bangor Savings Bank 12,805 165,000 1.90%
14 CITIGROUP INC 4,569 59,000 0.68%
15 OPTIMUM INVESTMENT ADVISORS 2,000 26,000 0.30%
16 WELLS FARGO & COMPANY/MN 1,701 22,000 0.25%
17 FIFTH THIRD BANCORP 1,672 22,000 0.25%
18 THOMPSON DAVIS & CO., INC. 1,500 19,000 0.22%
19 WFG Advisors, LP 778 10,000 0.12%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 235 3,000 0.03%
21 Tower Research Capital LLC (TRC) 100 1,000 0.01%
22 Gradient Investments LLC 60 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.