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DWS STRATEGIC INCOME TR
DWS STRATEGIC INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 22 Institutional holders with a total value of $8,669,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 60 1,000 0.01%
2 Tower Research Capital LLC (TRC) 100 1,000 0.01%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 235 3,000 0.03%
4 WFG Advisors, LP 778 10,000 0.12%
5 THOMPSON DAVIS & CO., INC. 1,500 19,000 0.22%
6 WELLS FARGO & COMPANY/MN 1,701 22,000 0.25%
7 FIFTH THIRD BANCORP 1,672 22,000 0.25%
8 OPTIMUM INVESTMENT ADVISORS 2,000 26,000 0.30%
9 CITIGROUP INC 4,569 59,000 0.68%
10 Bangor Savings Bank 12,805 165,000 1.90%
11 BANK OF AMERICA CORP /DE/ 14,379 185,000 2.13%
12 ROYAL BANK OF CANADA 16,527 213,000 2.46%
13 DOLIVER ADVISORS, LP 21,576 277,000 3.20%
14 CORNERSTONE ADVISORS INC 30,461 392,000 4.52%
15 MORGAN STANLEY 33,512 431,000 4.97%
16 UBS AG 36,885 474,000 5.47%
17 Capital Investment Advisors, LLC 48,022 618,000 7.13%
18 ProVise Management Group, LLC 52,900 680,000 7.84%
19 SII INVESTMENTS INC/WI 60,272 779,000 8.99%
20 Shaker Financial Services, LLC 66,751 858,000 9.90%
21 WOLVERINE ASSET MANAGEMENT LLC 67,553 868,000 10.01%
22 Saba Capital Management, L.P. 199,544 2,566,000 29.60%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.