| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | BANK OF MONTREAL /CAN/ | 8,286 | 29,000 | 0.00% | ||
| 152 | WELLS FARGO & COMPANY/MN | 5,201 | 18,000 | 0.00% | ||
| 153 | UBS Group AG | 4,800 | 17,000 | 0.00% | Put | |
| 154 | ENVESTNET ASSET MANAGEMENT INC | 4,818 | 17,000 | 0.00% | ||
| 155 | Tower Research Capital LLC (TRC) | 3,325 | 12,000 | 0.00% | ||
| 156 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,296 | 8,000 | 0.00% | ||
| 157 | UBS Group AG | 1,700 | 6,000 | 0.00% | Call | |
| 158 | Walleye Trading LLC | 1,800 | 6,000 | 0.00% | Put | |
| 159 | Walleye Trading LLC | 1,200 | 4,000 | 0.00% | Call | |
| 160 | FineMark National Bank & Trust | 1,000 | 4,000 | 0.00% | ||
| 161 | FIFTH THIRD BANCORP | 1,077 | 4,000 | 0.00% | ||
| 162 | Focused Wealth Management, Inc | 769 | 3,000 | 0.00% | ||
| 163 | People's United Financial, Inc. | 600 | 2,000 | 0.00% | ||
| 164 | GLENMEDE TRUST CO NA | 586 | 2,000 | 0.00% | ||
| 165 | Creative Planning | 157 | 1,000 | 0.00% | ||
| 166 | Walleye Trading LLC | 182 | 1,000 | 0.00% | ||
| 167 | TCI Wealth Advisors, Inc. | 200 | 1,000 | 0.00% | ||
| 168 | LS Investment Advisors, LLC | 420 | 1,000 | 0.00% | ||
| 169 | Winslow, Evans & Crocker, Inc. | 200 | 710 | 0.00% | ||
| 170 | REGENTATLANTIC CAPITAL LLC | 60 | 213 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
