| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 679,054 | 4,584,000 | 22.07% | ||
| 2 | WELLS FARGO & COMPANY/MN | 527,219 | 3,558,000 | 17.13% | ||
| 3 | MORGAN STANLEY | 318,689 | 2,151,000 | 10.36% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 223,724 | 1,511,000 | 7.28% | ||
| 5 | MACKAY SHIELDS LLC | 184,560 | 1,246,000 | 6.00% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 173,759 | 1,173,000 | 5.65% | ||
| 7 | Liberty Street Advisors, Inc. | 103,577 | 699,000 | 3.37% | ||
| 8 | GOLDMAN SACHS GROUP INC | 96,554 | 652,000 | 3.14% | ||
| 9 | AQR ARBITRAGE LLC | 93,746 | 633,000 | 3.05% | ||
| 10 | UBS Group AG | 73,971 | 499,000 | 2.40% | ||
| 11 | Traynor Capital Management, Inc. | 70,861 | 478,000 | 2.30% | ||
| 12 | LPL Financial LLC | 65,249 | 438,000 | 2.11% | ||
| 13 | MSI Financial Services Inc | 63,301 | 427,000 | 2.06% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 63,076 | 426,000 | 2.05% | ||
| 15 | VAN ECK ASSOCIATES CORP | 53,561 | 362,000 | 1.74% | ||
| 16 | AVIANCE CAPITAL MANAGEMENT, LLC | 35,012 | 236,000 | 1.14% | ||
| 17 | Capital Investment Advisors, LLC | 14,648 | 232,000 | 1.12% | ||
| 18 | DOLIVER ADVISORS, LP | 42,888 | 221,000 | 1.06% | ||
| 19 | NATIONAL PLANNING CORP | 30,500 | 202,000 | 0.97% | ||
| 20 | Partnervest Advisory Services LLC | 21,524 | 145,000 | 0.70% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 19,554 | 132,000 | 0.64% | ||
| 22 | KEYBANK NATIONAL ASSOCIATION/OH | 15,000 | 101,000 | 0.49% | ||
| 23 | ROYAL BANK OF CANADA | 13,556 | 92,000 | 0.44% | ||
| 24 | WESPAC Advisors, LLC | 12,144 | 82,000 | 0.39% | ||
| 25 | TFS CAPITAL LLC | 11,668 | 79,000 | 0.38% | ||
| 26 | AMARILLO NATIONAL BANK | 11,502 | 78,000 | 0.38% | ||
| 27 | REGIONS FINANCIAL CORP | 10,500 | 71,000 | 0.34% | ||
| 28 | SEGALL BRYANT & HAMILL, LLC | 10,000 | 68,000 | 0.33% | ||
| 29 | PITTENGER & ANDERSON INC | 8,000 | 54,000 | 0.26% | ||
| 30 | Creative Planning | 5,774 | 39,000 | 0.19% | ||
| 31 | BANK OF MONTREAL /CAN/ | 3,800 | 26,000 | 0.13% | ||
| 32 | TRUST CO OF VERMONT | 2,500 | 17,000 | 0.08% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,000 | 14,000 | 0.07% | ||
| 34 | Sunbelt Securities, Inc. | 1,422 | 9,599 | 0.05% | ||
| 35 | JNBA Financial Advisors | 1,195 | 8,000 | 0.04% | ||
| 36 | First City Capital Management, Inc. | 1,000 | 6,750 | 0.03% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 983 | 6,635 | 0.03% | ||
| 38 | FineMark National Bank & Trust | 667 | 5,000 | 0.02% | ||
| 39 | FIFTH THIRD BANCORP | 560 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
