| 1 |
ASSETMARK, INC |
161,927 |
4,842,000 |
29.26% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
72,922 |
2,180,000 |
13.17% |
|
|
| 3 |
ROYAL BANK OF CANADA |
65,686 |
1,964,000 |
11.87% |
|
|
| 4 |
MORGAN STANLEY |
62,851 |
1,879,000 |
11.35% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
51,757 |
1,548,000 |
9.35% |
|
|
| 6 |
LPL Financial LLC |
29,132 |
849,000 |
5.13% |
|
|
| 7 |
UBS AG |
27,609 |
826,000 |
4.99% |
|
|
| 8 |
Virtu KCG Holdings LLC |
20,187 |
604,000 |
3.65% |
|
|
| 9 |
JANE STREET GROUP, LLC |
20,185 |
604,000 |
3.65% |
|
|
| 10 |
STEPHENS INC /AR/ |
11,172 |
334,000 |
2.02% |
|
|
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
9,100 |
272,000 |
1.64% |
Put |
|
| 12 |
Dunvegan Associates, Inc. |
7,621 |
228,000 |
1.38% |
|
|
| 13 |
FARMERS & MERCHANTS INVESTMENTS INC |
2,900 |
87,000 |
0.53% |
|
|
| 14 |
Smithfield Trust Co |
2,200 |
66,000 |
0.40% |
|
|
| 15 |
AMERIPRISE FINANCIAL INC |
1,921 |
57,000 |
0.34% |
|
|
| 16 |
MSI Financial Services Inc |
1,620 |
48,000 |
0.29% |
|
|
| 17 |
Creative Planning |
1,100 |
33,000 |
0.20% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,020 |
30,000 |
0.18% |
|
|
| 19 |
Private Advisor Group, LLC |
865 |
26,000 |
0.16% |
|
|
| 20 |
Focused Wealth Management, Inc |
875 |
26,000 |
0.16% |
|
|
| 21 |
PRIVATE TRUST CO NA |
503 |
15,000 |
0.09% |
|
|
| 22 |
FIFTH THIRD BANCORP |
400 |
12,000 |
0.07% |
|
|
| 23 |
NEXT Financial Group, Inc |
125 |
4,000 |
0.02% |
|
|
| 24 |
Gradient Investments LLC |
100 |
3,000 |
0.02% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
115 |
3,000 |
0.02% |
|
|
| 26 |
CITIGROUP INC |
88 |
3,000 |
0.02% |
|
|
| 27 |
HOWE & RUSLING INC |
95 |
3,000 |
0.02% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
100 |
3,000 |
0.02% |
|
|
| 29 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
46 |
1,000 |
0.01% |
|
|
