Dark
Light
System
Security
PIMCO MUN INCOME FD II
PIMCO MUN INCOME FD II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 62 Institutional holders with a total value of $43,032,691.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 200 2,000 0.00%
2 NORTHERN TRUST CORP 22,200 2,000 0.00%
3 NATIONAL PLANNING CORP 175 2,126 0.00%
4 Advisory Services Network, LLC 282 3,000 0.01%
5 AMERICAN INTERNATIONAL GROUP, INC. 400 4,752 0.01%
6 WFG Advisors, LP 460 5,000 0.01%
7 Klingman & Associates, LLC 500 5,000 0.01%
8 Financial Management Professionals, Inc. 400 5,000 0.01%
9 Creative Planning 515 6,000 0.01%
10 Gradient Investments LLC 847 10,000 0.02%
11 B. Riley Wealth Advisors, Inc. 988 12,000 0.03%
12 REILLY FINANCIAL ADVISORS, LLC 1,000 12,000 0.03%
13 FineMark National Bank & Trust 1,100 13,000 0.03%
14 NEW ENGLAND SECURITIES CORP /MA/ 1,666 20,000 0.05%
15 DEUTSCHE BANK AG\ 2,000 23,000 0.05%
16 VALLEY NATIONAL BANCORP 2,330 28,000 0.07%
17 Riggs Asset Managment Co. Inc. 2,328 28,000 0.07%
18 WOLVERINE ASSET MANAGEMENT LLC 2,820 33,000 0.08%
19 BlackRock Investment Management, LLC 3,500 42,000 0.10%
20 Somerset Trust Co 4,135 49,000 0.11%
21 CITY HOLDING CO 4,537 54,000 0.13%
22 D.A. DAVIDSON & CO. 5,000 59,000 0.14%
23 PNC FINANCIAL SERVICES GROUP, INC. 7,638 90,000 0.21%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,267 110,000 0.26%
25 Janney Montgomery Scott LLC 10,422 123,813 0.29%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,000 131,000 0.30%
27 CITIGROUP INC 11,032 131,000 0.30%
28 OPPENHEIMER & CO INC 11,465 136,000 0.32%
29 Affiance Financial, LLC 11,477 136,000 0.32%
30 VSR Financial Services, Inc. 12,262 146,000 0.34%
31 WEDBUSH SECURITIES INC 19,000 226,000 0.53%
32 BANK OF STOCKTON 19,000 226,000 0.53%
33 STALEY CAPITAL ADVISERS INC 19,500 232,000 0.54%
34 Koshinski Asset Management, Inc. 19,754 235,000 0.55%
35 Robert W. Baird & Co. Inc 22,784 271,000 0.63%
36 MSI Financial Services Inc 23,000 273,000 0.63%
37 Horizon Kinetics LLC 26,075 310,000 0.72%
38 Commonwealth Equity Services, Inc 27,602 328,000 0.76%
39 Investors Capital Advisory Services 28,990 344,000 0.80%
40 Transamerica Financial Advisors, LLC 31,500 375,000 0.87%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 31,776 377,000 0.88%
42 RAYMOND JAMES & ASSOCIATES 32,920 391,000 0.91%
43 BANK OF MONTREAL /CAN/ 35,500 422,000 0.98%
44 ROYAL BANK OF CANADA 35,581 423,000 0.98%
45 Cambridge Investment Research Advisors, Inc. 38,046 452,000 1.05%
46 SG Americas Securities, LLC 39,241 466,000 1.08%
47 Liberty Street Advisors, Inc. 42,785 508,000 1.18%
48 VAN ECK ASSOCIATES CORP 43,385 515,000 1.20%
49 Capital Investment Advisors, LLC 49,590 589,000 1.37%
50 STIFEL FINANCIAL CORP 60,149 715,000 1.66%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.