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PIMCO MUN INCOME FD II
PIMCO MUN INCOME FD II. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 66 Institutional holders with a total value of $55,524,373.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 668,666 8,171,000 14.72%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 529,308 6,468,000 11.65%
3 UBS Group AG 458,773 5,606,000 10.10%
4 MORGAN STANLEY 369,226 4,513,000 8.13%
5 Invesco Ltd. 312,252 3,816,000 6.87%
6 Alexandria Capital, LLC 259,231 3,168,000 5.71%
7 LPL Financial LLC 154,765 1,901,000 3.42%
8 WELLS FARGO & COMPANY/MN 132,262 1,616,000 2.91%
9 GUGGENHEIM CAPITAL LLC 130,922 1,600,000 2.88%
10 Nuveen Asset Management, LLC 114,525 1,399,000 2.52%
11 Laurion Capital Management LP 98,050 1,198,000 2.16%
12 Traynor Capital Management, Inc. 91,800 1,156,000 2.08%
13 STIFEL FINANCIAL CORP 90,821 1,119,000 2.02%
14 COHEN & STEERS, INC. 83,173 1,016,000 1.83%
15 Affiance Financial, LLC 81,426 995,000 1.79%
16 VAN ECK ASSOCIATES CORP 70,990 867,000 1.56%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,365 823,000 1.48%
18 Raymond James Financial Services Advisors, Inc. 63,750 779,000 1.40%
19 FIFTH THIRD BANCORP 53,785 657,000 1.18%
20 Commonwealth Equity Services, Inc 47,887 585,000 1.05%
21 Capital Investment Advisors, LLC 42,535 520,000 0.94%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 42,021 514,000 0.93%
23 RAYMOND JAMES & ASSOCIATES 39,905 488,000 0.88%
24 Cambridge Investment Research Advisors, Inc. 39,000 477,000 0.86%
25 ROYAL BANK OF CANADA 37,630 460,000 0.83%
26 Janney Montgomery Scott LLC 27,022 330,000 0.59%
27 Squarepoint Ops LLC 26,200 320,000 0.58%
28 BANK OF MONTREAL /CAN/ 25,000 302,000 0.54%
29 AMERIPRISE FINANCIAL INC 23,914 292,000 0.53%
30 CITIGROUP INC 23,832 291,000 0.52%
31 DOLIVER ADVISORS, LP 22,933 280,000 0.50%
32 MILLENNIUM MANAGEMENT LLC 22,694 277,000 0.50%
33 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 19,000 232,000 0.42%
34 Virtu KCG Holdings LLC 18,218 223,000 0.40%
35 BANK OF STOCKTON 18,000 220,000 0.40%
36 Bank of New York Mellon Corp 16,816 205,000 0.37%
37 Horizon Kinetics LLC 16,500 202,000 0.36%
38 DAVENPORT & Co LLC 15,700 191,000 0.34%
39 Asset Management Group, Inc. 13,773 168,000 0.30%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,786 168,000 0.30%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,599 166,000 0.30%
42 SHEAFF BROCK INVESTMENT ADVISORS, LLC 13,384 164,000 0.30%
43 IFC Holdings Incorporated/FL 13,116 158,000 0.28%
44 Creative Planning 12,571 154,000 0.28%
45 PINNACLE ASSOCIATES LTD 12,000 147,000 0.26%
46 Baker Ellis Asset Management LLC 11,000 134,000 0.24%
47 TCI Wealth Advisors, Inc. 11,000 134,000 0.24%
48 EDGE ADVISORS, LLC 10,500 128,000 0.23%
49 SONORA INVESTMENT MANAGEMENT, LLC 8,321 101,683 0.18%
50 PNC FINANCIAL SERVICES GROUP, INC. 7,813 95,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.