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UBS AG LONDON BRH
UBS AG LONDON BRH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 22 Institutional holders with a total value of $146,740,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,873,234 94,848,000 64.64%
2 VICUS CAPITAL 483,114 15,948,000 10.87%
3 CONGRESS ASSET MANAGEMENT CO 267,846 8,842,000 6.03%
4 FIFTH THIRD BANCORP 261,040 8,617,000 5.87%
5 NATIXIS ADVISORS, LLC 140,053 4,623,000 3.15%
6 DEUTSCHE BANK AG\ 87,515 2,888,000 1.97%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 83,682 2,762,000 1.88%
8 CREDIT SUISSE AG/ 52,177 1,722,000 1.17%
9 STEPHENS INC /AR/ 51,818 1,711,000 1.17%
10 STIFEL FINANCIAL CORP 33,485 1,105,000 0.75%
11 Marquette Asset Management, LLC 22,924 757,000 0.52%
12 LPL Financial LLC 22,098 729,000 0.50%
13 Placemark Investments, Inc. 21,440 708,000 0.48%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,618 615,000 0.42%
15 Robert W. Baird & Co. Inc 9,210 304,000 0.21%
16 FineMark National Bank & Trust 6,892 228,000 0.16%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,087 135,000 0.09%
18 Financial Architects, Inc 1,600 53,000 0.04%
19 SIGNATUREFD, LLC 1,571 52,000 0.04%
20 BANK OF AMERICA CORP /DE/ 1,529 51,000 0.03%
21 ARROW FINANCIAL CORP 1,200 40,000 0.03%
22 PNC FINANCIAL SERVICES GROUP, INC. 58 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.