| 1 |
Platinum Management (NY) LLC |
2,228,221 |
5,036,000 |
65.60% |
|
|
| 2 |
NOMURA HOLDINGS INC |
750,000 |
1,633,000 |
21.27% |
|
|
| 3 |
VANGUARD GROUP INC |
209,005 |
472,000 |
6.15% |
|
|
| 4 |
Knoll Capital Management, LLC |
27,430 |
62,000 |
0.81% |
|
|
| 5 |
Geduld E E |
25,000 |
57,000 |
0.74% |
|
|
| 6 |
JANE STREET GROUP, LLC |
24,744 |
56,000 |
0.73% |
|
|
| 7 |
PERKINS CAPITAL MANAGEMENT INC |
22,500 |
51,000 |
0.66% |
|
|
| 8 |
NATIONAL PLANNING CORP |
22,250 |
50,000 |
0.65% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
20,774 |
46,000 |
0.60% |
|
|
| 10 |
NORTHERN TRUST CORP |
19,641 |
44,000 |
0.57% |
|
|
| 11 |
MORGAN STANLEY |
14,861 |
34,000 |
0.44% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
14,500 |
33,000 |
0.43% |
Call |
|
| 13 |
Essex Woodlands Management, Inc. |
12,319 |
28,000 |
0.36% |
|
|
| 14 |
TRUIST FINANCIAL CORP |
12,010 |
27,000 |
0.35% |
|
|
| 15 |
CREDIT SUISSE AG/ |
10,488 |
24,000 |
0.31% |
|
|
| 16 |
UBS AG |
6,292 |
14,000 |
0.18% |
|
|
| 17 |
BLACKROCK ADVISORS LLC |
2,662 |
6,000 |
0.08% |
|
|
| 18 |
US BANCORP \DE\ |
1,000 |
2,000 |
0.03% |
|
|
| 19 |
CITIGROUP INC |
546 |
1,000 |
0.01% |
|
|
| 20 |
BNP PARIBAS FINANCIAL MARKETS |
147 |
332 |
0.00% |
|
|
| 21 |
NEW ENGLAND SECURITIES CORP /MA/ |
9 |
0 |
0.00% |
|
|
| 22 |
ROYAL BANK OF CANADA |
20 |
0 |
0.00% |
|
|
| 23 |
AMERIPRISE FINANCIAL INC |
200 |
0 |
0.00% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
142 |
0 |
0.00% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
50 |
0 |
0.00% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
130 |
0 |
0.00% |
|
|
