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GRIDSUM HLDG INC
GRIDSUM HLDG INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 39 Institutional holders with a total value of $150,472,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 2,257,220 38,034,000 25.28%
2 DRIEHAUS CAPITAL MANAGEMENT LLC 1,089,222 18,353,000 12.20%
3 Capital Research Global Investors 1,005,000 16,934,000 11.25%
4 WELLS FARGO & COMPANY/MN 865,897 14,590,000 9.70%
5 FIL Ltd 608,800 10,258,000 6.82%
6 QUENTEC ASSET MANAGEMENT LLC 356,403 6,006,000 3.99%
7 BLACKROCK ADVISORS LLC 348,540 5,873,000 3.90%
8 FEDERATED HERMES, INC. 300,000 5,055,000 3.36%
9 Pine River Capital Management L.P. 220,500 3,716,000 2.47%
10 MOON CAPITAL MANAGEMENT LP 200,000 3,370,000 2.24%
11 MILLENNIUM MANAGEMENT LLC 162,542 2,739,000 1.82%
12 FRANKLIN RESOURCES INC 153,900 2,593,000 1.72%
13 MARSHALL WACE, LLP 132,673 2,236,000 1.49%
14 BALYASNY ASSET MANAGEMENT L.P. 126,500 2,132,000 1.42%
15 Empyrean Capital Partners, LP 126,382 2,130,000 1.42%
16 BlackRock Group LTD 123,465 2,081,000 1.38%
17 RIT CAPITAL PARTNERS PLC 117,101 1,973,000 1.31%
18 FRED ALGER MANAGEMENT, LLC 91,906 1,549,000 1.03%
19 PICTET ASSET MANAGEMENT LTD 89,707 1,511,000 1.00%
20 Granite Point Capital Management, L.P. 87,219 1,470,000 0.98%
21 MONASHEE INVESTMENT MANAGEMENT LLC 85,000 1,432,000 0.95% PRN
22 Jabre Capital Partners S.A. 75,000 1,264,000 0.84%
23 Laurion Capital Management LP 60,000 1,011,000 0.67%
24 D. E. Shaw & Co., Inc. 50,000 843,000 0.56%
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 43,700 736,000 0.49%
26 OBERWEIS ASSET MANAGEMENT INC/ 30,000 506,000 0.34%
27 WELLINGTON MANAGEMENT GROUP LLP 19,564 330,000 0.22%
28 WEXFORD CAPITAL LP 18,000 303,000 0.20%
29 BOKF, NA 15,000 253,000 0.17%
30 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 15,000 253,000 0.17%
31 Whale Rock Capital Management LLC 15,000 253,000 0.17%
32 Point72 Asset Management, L.P. 14,900 251,000 0.17%
33 HBK INVESTMENTS L P 10,000 169,000 0.11%
34 Point72 Hong Kong Ltd 5,500 93,000 0.06%
35 FORMULA GROWTH LTD 5,000 84,000 0.06%
36 BlackRock Institutional Trust Company, N.A. 3,640 61,000 0.04%
37 UBS Group AG 778 13,000 0.01%
38 MORGAN STANLEY 500 8,000 0.01%
39 Catalyst Capital Advisors LLC 327 6,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.