| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,496,412 | 21,713,000 | 39.81% | ||
| 2 | WELLS FARGO & COMPANY/MN | 760,794 | 11,039,000 | 20.24% | ||
| 3 | 1607 Capital Partners, LLC | 753,051 | 10,927,000 | 20.04% | ||
| 4 | ICON ADVISERS INC/CO | 285,773 | 4,147,000 | 7.60% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 189,582 | 2,751,000 | 5.04% | ||
| 6 | MORGAN STANLEY | 114,195 | 1,657,000 | 3.04% | ||
| 7 | Oxbow Advisors, LLC | 48,850 | 709,000 | 1.30% | ||
| 8 | LPL Financial LLC | 18,752 | 271,000 | 0.50% | ||
| 9 | HighTower Advisors, LLC | 14,800 | 215,000 | 0.39% | ||
| 10 | IFP ADVISORS, INC | 13,245 | 192,000 | 0.35% | ||
| 11 | CITIGROUP INC | 12,706 | 184,000 | 0.34% | ||
| 12 | SEGALL BRYANT & HAMILL, LLC | 12,000 | 174,000 | 0.32% | ||
| 13 | SII INVESTMENTS INC/WI | 10,560 | 154,000 | 0.28% | ||
| 14 | DELTA ASSET MANAGEMENT LLC/TN | 9,925 | 144,000 | 0.26% | ||
| 15 | ROYAL BANK OF CANADA | 4,800 | 70,000 | 0.13% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 2,875 | 41,000 | 0.08% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,227 | 32,000 | 0.06% | ||
| 18 | UBS Group AG | 2,121 | 31,000 | 0.06% | ||
| 19 | HOWE & RUSLING INC | 1,000 | 15,000 | 0.03% | ||
| 20 | BRUDERMAN ASSET MANAGEMENT, LLC | 1,000 | 15,000 | 0.03% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,000 | 15,000 | 0.03% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 934 | 14,000 | 0.03% | ||
| 23 | JPMORGAN CHASE & CO | 598 | 9,000 | 0.02% | ||
| 24 | TCI Wealth Advisors, Inc. | 625 | 9,000 | 0.02% | ||
| 25 | Creative Planning | 350 | 5,000 | 0.01% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 91 | 1,000 | 0.00% | ||
| 27 | MSI Financial Services Inc | 51 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
