Dark
Light
System
Security
APTEVO THERAPEUTICS INC
APTEVO THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 82 Institutional holders with a total value of $18,018,511.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 WELLS FARGO & COMPANY/MN 5,842 12,000 0.07%
52 Tower Research Capital LLC (TRC) 4,784 10,000 0.06%
53 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 4,186 8,581 0.05%
54 DEUTSCHE BANK AG\ 3,976 8,000 0.04%
55 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 3,563 7,000 0.04%
56 Legal & General Group Plc 3,322 6,000 0.03%
57 Apriem Advisors 3,000 6,000 0.03%
58 HOWE & RUSLING INC 2,364 5,000 0.03%
59 ROYAL BANK OF CANADA 2,191 5,000 0.03%
60 PNC FINANCIAL SERVICES GROUP, INC. 2,000 4,000 0.02%
61 US BANCORP \DE\ 1,548 3,000 0.02%
62 Ameritas Investment Partners, Inc. 1,265 3,000 0.02%
63 MEEDER ASSET MANAGEMENT INC 770 2,000 0.01%
64 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 637 1,312 0.01%
65 PERCEPTIVE ADVISORS LLC 450 1,000 0.01%
66 BANK OF MONTREAL /CAN/ 545 1,000 0.01%
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 538 1,000 0.01%
68 BNP PARIBAS FINANCIAL MARKETS 300 618 0.00%
69 VERSANT CAPITAL MANAGEMENT, INC 91 0 0.00%
70 Advisory Services Network, LLC 100 0 0.00%
71 CITIGROUP INC 17 0 0.00%
72 SEI INVESTMENTS CO 18 0 0.00%
73 GLENMEDE TRUST CO NA 80 0 0.00%
74 LOOMIS SAYLES & CO L P 79 0 0.00%
75 IFP ADVISORS, INC 15 0 0.00%
76 CENTRAL TRUST Co 401 0 0.00%
77 ENVESTNET ASSET MANAGEMENT INC 9 0 0.00%
78 KRILOGY FINANCIAL LLC 200 0 0.00%
79 ASSETMARK, INC 1 0 0.00%
80 CUTLER GROUP LLC / CA 250 0 0.00%
81 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 50 0 0.00%
82 Creative Planning 200 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.