| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,000 | 3,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 6,000 | 8,000 | 0.00% | PRN | |
| 3 | ADVISOR GROUP, INC. | 12 | 17,000 | 0.00% | PRN | |
| 4 | BlackRock Fund Advisors | 29,000 | 40,000 | 0.01% | PRN | |
| 5 | CITIGROUP INC | 54,000 | 75,000 | 0.02% | PRN | |
| 6 | METROPOLITAN LIFE INSURANCE CO/NY | 130,000 | 181,000 | 0.05% | ||
| 7 | BLACKROCK ADVISORS LLC | 285,000 | 396,000 | 0.10% | PRN | |
| 8 | American Assets Investment Management, LLC | 350,000 | 487,000 | 0.12% | ||
| 9 | SG Americas Securities, LLC | 3,980 | 555,000 | 0.14% | PRN | |
| 10 | BlackRock Group LTD | 510,000 | 709,000 | 0.18% | PRN | |
| 11 | Penn Capital Management Company, LLC | 875,000 | 1,216,000 | 0.30% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 900,000 | 1,251,000 | 0.31% | PRN | |
| 13 | BlackRock Finance, Inc. | 980,000 | 1,362,000 | 0.34% | PRN | |
| 14 | BlueCrest Capital Management Ltd | 1,026,000 | 1,426,000 | 0.36% | PRN | |
| 15 | AMERIPRISE FINANCIAL INC | 1,250,000 | 1,738,000 | 0.43% | PRN | |
| 16 | CREDIT SUISSE AG/ | 1,445,000 | 2,009,000 | 0.50% | PRN | |
| 17 | Jefferies Group LLC | 1,818,000 | 2,530,000 | 0.63% | PRN | |
| 18 | SSI INVESTMENT MANAGEMENT LLC | 1,887,000 | 2,624,000 | 0.66% | PRN | |
| 19 | ROYAL BANK OF CANADA | 2,000,000 | 2,780,000 | 0.69% | PRN | |
| 20 | BARCLAYS PLC | 2,108,000 | 2,930,000 | 0.73% | PRN | |
| 21 | OAKTREE CAPITAL MANAGEMENT LP | 2,750,000 | 3,825,000 | 0.96% | PRN | |
| 22 | SHENKMAN CAPITAL MANAGEMENT INC | 3,132,000 | 4,369,000 | 1.09% | PRN | |
| 23 | Nicholas Investment Partners, LP | 3,810,000 | 5,296,000 | 1.32% | PRN | |
| 24 | WELLS FARGO & COMPANY/MN | 4,236,000 | 5,855,000 | 1.46% | PRN | |
| 25 | PUTNAM INVESTMENTS LLC | 4,277,000 | 5,945,000 | 1.48% | ||
| 26 | CAPSTONE INVESTMENT ADVISORS, LLC | 4,507,000 | 6,287,000 | 1.57% | ||
| 27 | Calamos Advisors LLC | 5,000,000 | 6,975,000 | 1.74% | PRN | |
| 28 | FMR LLC | 6,000,000 | 8,340,000 | 2.08% | PRN | |
| 29 | BANK OF AMERICA CORP /DE/ | 6,767,000 | 9,406,000 | 2.35% | PRN | |
| 30 | LORD, ABBETT & CO. LLC | 7,210,000 | 10,058,000 | 2.51% | PRN | |
| 31 | Invesco Ltd. | 8,500,000 | 11,815,000 | 2.95% | PRN | |
| 32 | JPMORGAN CHASE & CO | 8,750,000 | 12,151,000 | 3.03% | PRN | |
| 33 | GOLDMAN SACHS GROUP INC | 8,950,000 | 12,441,000 | 3.11% | PRN | |
| 34 | ADVENT CAPITAL MANAGEMENT /DE/ | 9,583,000 | 13,309,000 | 3.32% | PRN | |
| 35 | MACKAY SHIELDS LLC | 14,981,000 | 20,898,000 | 5.22% | PRN | |
| 36 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 21,000,000 | 29,125,000 | 7.27% | PRN | |
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 28,650,000 | 39,893,000 | 9.96% | PRN | |
| 38 | Allianz Asset Management GmbH | 57,685,000 | 82,922,000 | 20.71% | PRN | |
| 39 | LINDEN ADVISORS LP | 64,098,000 | 89,151,000 | 22.27% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
