| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 40 | 0 | 0.00% | ||
| 2 | Live Your Vision, LLC | 4 | 0 | 0.00% | ||
| 3 | SEI INVESTMENTS CO | 203 | 2,000 | 0.01% | ||
| 4 | Allworth Financial LP | 292 | 3,000 | 0.01% | ||
| 5 | US BANCORP \DE\ | 546 | 6,000 | 0.03% | ||
| 6 | MOSAIC FAMILY WEALTH, LLC | 1,801 | 21,000 | 0.10% | ||
| 7 | REILLY FINANCIAL ADVISORS, LLC | 2,040 | 24,000 | 0.12% | ||
| 8 | IFP ADVISORS, INC | 2,109 | 25,000 | 0.12% | ||
| 9 | ADVISOR GROUP, INC. | 2,189 | 26,000 | 0.13% | ||
| 10 | Tortoise Investment Management, LLC | 2,366 | 28,000 | 0.14% | ||
| 11 | CITIGROUP INC | 2,435 | 29,000 | 0.14% | ||
| 12 | GENEOS WEALTH MANAGEMENT INC. | 3,721 | 43,000 | 0.21% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 4,587 | 54,000 | 0.27% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,635 | 78,000 | 0.39% | ||
| 15 | MML INVESTORS SERVICES, INC. | 15,214 | 179,000 | 0.89% | ||
| 16 | Creative Planning | 15,506 | 182,000 | 0.91% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 16,245 | 191,000 | 0.95% | ||
| 18 | DOLIVER ADVISORS, LP | 24,109 | 283,000 | 1.41% | ||
| 19 | CIBC Private Wealth Group LLC | 26,400 | 310,000 | 1.55% | ||
| 20 | 1607 Capital Partners, LLC | 29,242 | 343,000 | 1.71% | ||
| 21 | UBS Group AG | 30,052 | 353,000 | 1.76% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 39,531 | 464,000 | 2.32% | ||
| 23 | First Allied Advisory Services, Inc. | 46,525 | 546,000 | 2.73% | ||
| 24 | ROYAL BANK OF CANADA | 46,818 | 550,000 | 2.75% | ||
| 25 | OPPENHEIMER & CO INC | 47,513 | 558,000 | 2.79% | ||
| 26 | Invesco Ltd. | 53,486 | 628,000 | 3.14% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 80,512 | 945,000 | 4.72% | ||
| 28 | LPL Financial LLC | 89,247 | 1,050,000 | 5.24% | ||
| 29 | MORGAN STANLEY | 102,466 | 1,203,000 | 6.01% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 103,314 | 1,213,000 | 6.06% | ||
| 31 | Karpus Management, Inc. | 103,381 | 1,214,000 | 6.06% | ||
| 32 | WELLS FARGO & COMPANY/MN | 385,723 | 4,529,000 | 22.61% | ||
| 33 | STIFEL FINANCIAL CORP | 421,839 | 4,949,000 | 24.71% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
