| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,237,943 | 14,905,000 | 32.13% | ||
| 2 | Karpus Management, Inc. | 1,054,264 | 12,693,000 | 27.36% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 605,548 | 7,291,000 | 15.72% | ||
| 4 | Alpine Global Management, LLC | 106,244 | 1,279,000 | 2.76% | ||
| 5 | MORGAN STANLEY | 96,589 | 1,163,000 | 2.51% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 90,190 | 1,086,000 | 2.34% | ||
| 7 | First Allied Advisory Services, Inc. | 72,921 | 878,000 | 1.89% | ||
| 8 | Invesco Ltd. | 64,287 | 774,000 | 1.67% | ||
| 9 | DOLIVER ADVISORS, LP | 62,371 | 751,000 | 1.62% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 53,030 | 637,000 | 1.37% | ||
| 11 | LPL Financial LLC | 48,826 | 578,000 | 1.25% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 45,849 | 552,000 | 1.19% | ||
| 13 | STIFEL FINANCIAL CORP | 40,561 | 487,000 | 1.05% | ||
| 14 | 1607 Capital Partners, LLC | 38,209 | 460,000 | 0.99% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 34,915 | 420,000 | 0.91% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,288 | 413,000 | 0.89% | ||
| 17 | UBS Group AG | 29,098 | 350,000 | 0.75% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 28,323 | 341,000 | 0.74% | ||
| 19 | WELLS FARGO & COMPANY/MN | 21,947 | 263,000 | 0.57% | ||
| 20 | STRATEGIC INVESTMENT MANAGEMENT, LLC | 20,000 | 240,000 | 0.52% | ||
| 21 | Private Advisor Group, LLC | 17,548 | 197,000 | 0.42% | ||
| 22 | MSI Financial Services Inc | 14,736 | 177,000 | 0.38% | ||
| 23 | Creative Planning | 14,565 | 175,000 | 0.38% | ||
| 24 | GENEOS WEALTH MANAGEMENT INC. | 3,721 | 44,000 | 0.09% | ||
| 25 | CITIGROUP INC | 2,497 | 30,000 | 0.06% | ||
| 26 | Tortoise Investment Management, LLC | 2,366 | 28,000 | 0.06% | ||
| 27 | ADVISOR GROUP, INC. | 2,358 | 28,000 | 0.06% | ||
| 28 | REILLY FINANCIAL ADVISORS, LLC | 2,040 | 25,000 | 0.05% | ||
| 29 | IFP ADVISORS, INC | 2,109 | 25,000 | 0.05% | ||
| 30 | MOSAIC FAMILY WEALTH, LLC | 1,801 | 22,000 | 0.05% | ||
| 31 | ROYAL BANK OF CANADA | 1,669 | 20,000 | 0.04% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,614 | 19,000 | 0.04% | ||
| 33 | Tower Research Capital LLC (TRC) | 1,256 | 15,000 | 0.03% | ||
| 34 | MOTCO | 845 | 10,000 | 0.02% | ||
| 35 | US BANCORP \DE\ | 659 | 8,000 | 0.02% | ||
| 36 | KANALY TRUST CO | 468 | 6,000 | 0.01% | ||
| 37 | SEI INVESTMENTS CO | 203 | 2,000 | 0.00% | ||
| 38 | Live Your Vision, LLC | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
