| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Orinda Asset Management LLC | 321,100 | 7,543,000 | 26.23% | ||
| 2 | FMR LLC | 295,000 | 6,930,000 | 24.10% | ||
| 3 | Crow Point Partners, LLC | 200,000 | 4,700,000 | 16.35% | ||
| 4 | Forward Management, LLC | 200,000 | 4,698,000 | 16.34% | ||
| 5 | BARD ASSOCIATES INC | 61,095 | 1,436,000 | 4.99% | PRN | |
| 6 | Stieven Capital Advisors, L.P. | 55,000 | 1,293,000 | 4.50% | ||
| 7 | RMR Advisors LLC | 42,000 | 987,000 | 3.43% | ||
| 8 | KNOTT DAVID M | 30,000 | 705,000 | 2.45% | ||
| 9 | KCM INVESTMENT ADVISORS LLC | 16,950 | 398,000 | 1.38% | ||
| 10 | THOMPSON DAVIS & CO., INC. | 1,500 | 35,000 | 0.12% | ||
| 11 | UBS Group AG | 1,224 | 29,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
