Dark
Light
System
Security
NOVAN INC COM
NOVAN INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $48,430,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 200 4,000 0.01%
2 Tower Research Capital LLC (TRC) 184 4,000 0.01%
3 MORGAN STANLEY 447 9,000 0.02%
4 CITIGROUP INC 620 13,000 0.03%
5 Partner Investment Management, L.P. 6,991 141,000 0.29%
6 VANGUARD GROUP INC 10,000 201,000 0.42%
7 Spark Investment Management LLC 11,347 228,000 0.47%
8 Geduld E E 12,500 252,000 0.52%
9 EMERALD ACQUISITION LTD. 26,616 537,000 1.11%
10 MILLENNIUM MANAGEMENT LLC 29,877 603,000 1.25%
11 Informed Momentum Co LLC 73,384 1,481,000 3.06%
12 MONASHEE INVESTMENT MANAGEMENT LLC 75,000 1,514,000 3.13% PRN
13 Alyeska Investment Group, L.P. 100,000 2,018,000 4.17%
14 WALL STREET ASSOCIATES 125,000 2,522,000 5.21%
15 WADDELL & REED FINANCIAL INC 150,000 3,027,000 6.25%
16 DRIEHAUS CAPITAL MANAGEMENT LLC 162,076 3,271,000 6.75%
17 KINGDON CAPITAL MANAGEMENT, L.L.C. 197,940 3,994,000 8.25%
18 Abingworth LLP 200,000 4,032,000 8.33%
19 EMERALD MUTUAL FUND ADVISERS TRUST 250,000 5,045,000 10.42%
20 PFM Health Sciences, LP 418,009 8,435,000 17.42%
21 FRANKLIN RESOURCES INC 550,000 11,099,000 22.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.