| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 239,335 | 237,000 | 56.97% | ||
| 2 | Anson Funds Management LP | 62,500 | 62,000 | 14.90% | ||
| 3 | Virtu KCG Holdings LLC | 55,635 | 55,000 | 13.22% | ||
| 4 | A.R.T. Advisors, LLC | 38,891 | 38,000 | 9.13% | ||
| 5 | VANGUARD GROUP INC | 19,090 | 19,000 | 4.57% | ||
| 6 | FNY PARTNERS FUND LP | 4,000 | 3,000 | 0.72% | ||
| 7 | UBS Group AG | 2,237 | 2,000 | 0.48% | ||
| 8 | People's United Financial, Inc. | 500 | 0 | 0.00% | ||
| 9 | IFP ADVISORS, INC | 1 | 0 | 0.00% | ||
| 10 | BRONFMAN E.L. ROTHSCHILD, L.P. | 296 | 0 | 0.00% | ||
| 11 | MORGAN STANLEY | 83 | 0 | 0.00% | ||
| 12 | BlackRock Finance, Inc. | 56 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.