| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 212 | 5,000 | 0.01% | ||
| 2 | WELLS FARGO & COMPANY/MN | 4,515 | 117,000 | 0.30% | ||
| 3 | CSS LLC/IL | 6,258 | 161,000 | 0.41% | ||
| 4 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 22,142 | 571,000 | 1.46% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 28,218 | 728,000 | 1.86% | ||
| 6 | Shaker Financial Services, LLC | 50,464 | 1,303,000 | 3.33% | ||
| 7 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 93,839 | 2,423,000 | 6.19% | ||
| 8 | UBS Group AG | 95,316 | 2,460,000 | 6.29% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 207,430 | 5,358,000 | 13.70% | ||
| 10 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,006,897 | 25,989,000 | 66.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
