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Special Opportunities Fund, Inc. Preferred
Special Opportunities Fund, Inc. Preferred. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 4 Institutional holders with a total value of $7,873,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 191,280 4,859,000 61.72%
2 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 92,021 2,338,000 29.70%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 21,923 557,000 7.07%
4 Thomas J. Herzfeld Advisors, Inc. 4,699 119,000 1.51%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.