| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Capital Investment Advisors, LLC | 43,288 | 516,000 | 16.98% | ||
| 2 | CIBC Private Wealth Group LLC | 37,000 | 441,000 | 14.51% | ||
| 3 | WELLS FARGO & COMPANY/MN | 32,225 | 384,000 | 12.64% | ||
| 4 | MORGAN STANLEY | 27,263 | 325,000 | 10.70% | ||
| 5 | GOLDMAN SACHS GROUP INC | 25,699 | 306,000 | 10.07% | ||
| 6 | LPL Financial LLC | 25,293 | 301,000 | 9.91% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 13,534 | 161,000 | 5.30% | ||
| 8 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,163 | 157,000 | 5.17% | ||
| 9 | SHEETS SMITH WEALTH MANAGEMENT | 12,500 | 149,000 | 4.90% | ||
| 10 | Ledyard National Bank | 10,795 | 129,000 | 4.25% | ||
| 11 | NATIONAL PLANNING CORP | 4,980 | 59,429 | 1.96% | ||
| 12 | US BANCORP \DE\ | 2,000 | 24,000 | 0.79% | ||
| 13 | ROYAL BANK OF CANADA | 2,000 | 24,000 | 0.79% | ||
| 14 | UBS Group AG | 1,800 | 21,000 | 0.69% | ||
| 15 | CITY HOLDING CO | 1,500 | 18,000 | 0.59% | ||
| 16 | Creative Planning | 800 | 10,000 | 0.33% | ||
| 17 | DUNCKER STREETT & CO INC | 667 | 8,000 | 0.26% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 390 | 5,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
