Dark
Light
System
Security
QUMU CORP
QUMU CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 33 Institutional holders with a total value of $19,496,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 1,718,812 6,626,000 33.99%
2 RENAISSANCE TECHNOLOGIES LLC 588,130 2,267,000 11.63%
3 THB ASSET MANAGEMENT 469,891 1,811,000 9.29%
4 DIMENSIONAL FUND ADVISORS LP 372,535 1,460,000 7.49%
5 BlackRock Institutional Trust Company, N.A. 284,633 1,097,000 5.63%
6 VANGUARD GROUP INC 266,048 1,042,000 5.34%
7 NEW YORK STATE COMMON RETIREMENT FUND 202,029 792,000 4.06%
8 Teton Advisors, Inc. 199,400 769,000 3.94%
9 EAGLE ASSET MANAGEMENT INC 181,857 701,000 3.60%
10 ROYCE & ASSOCIATES LP 161,800 634,000 3.25%
11 PERKINS CAPITAL MANAGEMENT INC 112,900 435,000 2.23%
12 Lapides Asset Management, LLC 108,500 418,000 2.14%
13 GEODE CAPITAL MANAGEMENT, LLC 93,703 367,000 1.88%
14 NorthRock Partners, LLC 40,300 155,000 0.80%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 37,200 146,000 0.75%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 36,400 143,000 0.73%
17 Bank of New York Mellon Corp 32,474 126,000 0.65%
18 NORTHERN TRUST CORP 31,474 121,000 0.62%
19 BlackRock Fund Advisors 24,726 95,000 0.49%
20 PRICE T ROWE ASSOCIATES INC /MD/ 20,750 81,000 0.42%
21 PERRITT CAPITAL MANAGEMENT INC 12,400 48,000 0.25%
22 KING LUTHER CAPITAL MANAGEMENT CORP 12,160 47,000 0.24%
23 PEAK6 Group LLC 10,800 42,000 0.22% Put
24 PEAK6 Group LLC 5,700 22,000 0.11% Call
25 DEUTSCHE BANK AG\ 4,170 16,000 0.08%
26 TCI Wealth Advisors, Inc. 2,000 8,000 0.04%
27 BLACKROCK ADVISORS LLC 2,149 8,000 0.04%
28 BlackRock Investment Management, LLC 1,537 6,000 0.03%
29 Nationwide Fund Advisors 1,201 5,000 0.03%
30 UBS Group AG 959 4,000 0.02%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,006 4,000 0.02%
32 ROYAL BANK OF CANADA 79 0 0.00%
33 Tower Research Capital LLC (TRC) 38 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.