| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 771,299 | 3,070,000 | 73.67% | ||
| 2 | VANGUARD GROUP INC | 135,082 | 538,000 | 12.91% | ||
| 3 | BARD ASSOCIATES INC | 68,425 | 272,000 | 6.53% | ||
| 4 | ROYAL BANK OF CANADA | 20,890 | 83,000 | 1.99% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 15,640 | 62,000 | 1.49% | ||
| 6 | GOLDMAN SACHS GROUP INC | 11,705 | 47,000 | 1.13% | ||
| 7 | TWIN FOCUS CAPITAL PARTNERS, LLC | 11,545 | 46,000 | 1.10% | ||
| 8 | THOMPSON DAVIS & CO., INC. | 6,500 | 26,000 | 0.62% | ||
| 9 | UBS Group AG | 2,984 | 12,000 | 0.29% | ||
| 10 | BlackRock Institutional Trust Company, N.A. | 2,726 | 11,000 | 0.26% | ||
| 11 | MORGAN STANLEY | 5 | 0 | 0.00% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 180 | 0 | 0.00% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 14 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 15 | 0 | 0.00% | ||
| 16 | Creative Planning | 21 | 0 | 0.00% | ||
| 17 | US BANCORP \DE\ | 40 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
