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ROCKY MTN CHOC FACTORY
ROCKY MTN CHOC FACTORY. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 37 Institutional holders with a total value of $25,610,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 496,882 6,231,000 24.33%
2 RENAISSANCE TECHNOLOGIES LLC 313,485 3,931,000 15.35%
3 Hodges Capital Management Inc. 292,595 3,669,000 14.33%
4 DIMENSIONAL FUND ADVISORS LP 186,097 2,334,000 9.11%
5 VANGUARD GROUP INC 165,364 2,074,000 8.10%
6 CAPITAL MANAGEMENT CORP /VA 158,867 1,992,000 7.78%
7 North Star Investment Management Corp. 59,875 751,000 2.93%
8 First Dallas Securities Inc. 59,411 745,000 2.91%
9 MARTIN & CO INC /TN/ 41,200 517,000 2.02%
10 RICE HALL JAMES & ASSOCIATES, LLC 39,061 490,000 1.91%
11 WELLS FARGO & COMPANY/MN 38,997 489,000 1.91%
12 Granite Investment Partners, LLC 34,209 429,000 1.68%
13 MORGAN STANLEY 25,263 317,000 1.24%
14 BlackRock Fund Advisors 22,827 286,000 1.12%
15 Stanley-Laman Group, Ltd. 22,473 282,000 1.10%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 20,320 255,000 1.00%
17 CONNORS INVESTOR SERVICES INC 19,200 241,000 0.94%
18 PRICE T ROWE ASSOCIATES INC /MD/ 17,904 225,000 0.88%
19 NORTHERN TRUST CORP 13,914 175,000 0.68%
20 BANK OF AMERICA CORP /DE/ 2,905 36,000 0.14%
21 BLACKROCK ADVISORS LLC 2,724 34,000 0.13%
22 Creative Planning 1,300 16,000 0.06%
23 EARNEST PARTNERS LLC 1,100 14,000 0.05%
24 US BANCORP \DE\ 1,000 13,000 0.05%
25 DEUTSCHE BANK AG\ 1,077 13,000 0.05%
26 BlackRock Investment Management, LLC 920 12,000 0.05%
27 ROYAL BANK OF CANADA 954 12,000 0.05%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 767 10,000 0.04%
29 WFG Advisors, LP 647 8,000 0.03%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 577 7,000 0.03%
31 GLOBEFLEX CAPITAL L P 95 1,000 0.00%
32 Ground Swell Capital, LLC 100 1,000 0.00%
33 Avior Wealth Management, LLC 10 0 0.00%
34 D.A. DAVIDSON & CO. 43 0 0.00%
35 GLENMEDE TRUST CO NA 87 0 0.00%
36 Tower Research Capital LLC (TRC) 19 0 0.00%
37 Westend Capital Management, LLC 21 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.