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SUNOPTA INC
SUNOPTA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 108 Institutional holders with a total value of $590,563,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEST FACE CAPITAL INC. 6,000,000 70,860,000 12.00%
2 Connor, Clark & Lunn Investment Management Ltd. 5,374,730 70,086,000 11.87%
3 FMR LLC 4,374,561 51,664,000 8.75%
4 Global Thematic Partners, LLC 3,156,299 37,277,000 6.31%
5 FRANKLIN RESOURCES INC 2,783,043 32,868,000 5.57%
6 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 2,000,000 23,620,000 4.00%
7 DARUMA CAPITAL MANAGEMENT LLC 1,698,514 20,059,000 3.40%
8 WELLINGTON MANAGEMENT GROUP LLP 1,493,358 17,636,000 2.99%
9 ROYCE & ASSOCIATES LP 1,441,100 17,019,000 2.88%
10 IRONWOOD INVESTMENT MANAGEMENT LLC 1,261,395 14,897,000 2.52%
11 DEUTSCHE BANK AG\ 1,234,596 14,577,000 2.47%
12 BANK OF MONTREAL /CAN/ 1,219,100 14,398,000 2.44%
13 CANADA LIFE ASSURANCE Co 976,880 11,415,000 1.93%
14 Fiera Capital Corp 959,383 11,330,000 1.92%
15 EVENTIDE ASSET MANAGEMENT, LLC 822,600 9,715,000 1.65%
16 CANADA PENSION PLAN INVESTMENT BOARD 694,045 8,196,000 1.39%
17 KOPP INVESTMENT ADVISORS LLC 685,522 8,096,000 1.37%
18 Nuveen Asset Management, LLC 675,378 7,976,000 1.35%
19 Progressive Investment Management Corp 668,241 7,892,000 1.34%
20 CIBC WORLD MARKET INC. 643,223 7,596,000 1.29%
21 FACTORY MUTUAL INSURANCE CO 633,200 7,478,000 1.27%
22 TD ASSET MANAGEMENT INC 618,170 7,303,000 1.24%
23 Robeco Schweiz AG 570,300 6,707,000 1.14%
24 AGF INVESTMENTS INC. 556,895 6,577,000 1.11%
25 Overbrook Management Corp 552,067 6,520,000 1.10%
26 Tourbillon Capital Partners, L.P. 500,000 5,905,000 1.00%
27 RUSSELL FRANK CO/ 521,549 5,902,000 1.00%
28 Rock Point Advisors, LLC 403,032 4,760,000 0.81%
29 JUPITER ASSET MANAGEMENT LTD 395,925 4,676,000 0.79%
30 WELLS FARGO & COMPANY/MN 390,338 4,610,000 0.78%
31 Reynders McVeigh Capital Management, LLC 388,905 4,593,000 0.78%
32 RICE HALL JAMES & ASSOCIATES, LLC 333,490 3,939,000 0.67%
33 DRIEHAUS CAPITAL MANAGEMENT LLC 320,023 3,779,000 0.64%
34 Teton Advisors, Inc. 315,265 3,723,000 0.63%
35 BHF Kleinwort Benson Group S.A. 256,525 3,530,000 0.60%
36 Portolan Capital Management, LLC 262,721 3,103,000 0.53%
37 First Light Asset Management, LLC 258,986 3,059,000 0.52%
38 D. E. Shaw & Co., Inc. 250,972 2,964,000 0.50%
39 Robeco Institutional Asset Management B.V. 250,200 2,955,000 0.50%
40 BlackRock Group LTD 240,000 2,834,000 0.48%
41 DELTA LLOYD NV 235,000 2,775,000 0.47%
42 RENAISSANCE TECHNOLOGIES LLC 198,900 2,349,000 0.40%
43 Natixis Investment Managers International 198,740 2,347,000 0.40%
44 Baring International Investment Ltd 185,831 2,195,000 0.37%
45 BARD ASSOCIATES INC 180,952 2,137,000 0.36%
46 MILLENNIUM MANAGEMENT LLC 175,000 2,067,000 0.35%
47 FALCON POINT CAPITAL, LLC 164,025 1,937,000 0.33%
48 WealthTrust Axiom LLC 160,575 1,896,000 0.32%
49 ARDSLEY ADVISORY PARTNERS LP 160,500 1,896,000 0.32%
50 Perimeter Capital Partners, LLC 139,100 1,643,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.