Dark
Light
System
Security
JDS UNIPHASE CORP COM PAR $0.001
JDS UNIPHASE CORP COM PAR $0.001. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 260 Institutional holders with a total value of $2,661,714,976.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 25,985,376 332,613,000 12.50%
2 Capital Research Global Investors 23,623,074 302,375,000 11.36%
3 Bank of New York Mellon Corp 19,081,710 244,246,000 9.18%
4 VANGUARD GROUP INC 14,062,736 180,004,000 6.76%
5 IVORY INVESTMENT MANAGEMENT, LLC 8,031,206 102,799,000 3.86%
6 BlackRock Fund Advisors 7,806,974 99,929,000 3.75%
7 SOROS FUND MANAGEMENT LLC 6,316,666 80,853,000 3.04%
8 BlackRock Institutional Trust Company, N.A. 6,266,233 80,208,000 3.01%
9 STATE STREET CORP 5,660,658 72,459,000 2.72%
10 JENNISON ASSOCIATES LLC 4,705,418 60,229,000 2.26%
11 Point72 Asset Management, L.P. 3,759,700 48,124,000 1.81%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 3,538,279 45,290,000 1.70%
13 CAMBIAR INVESTORS LLC 3,422,577 43,809,000 1.65%
14 Sandell Asset Management Corp. 3,234,694 41,404,000 1.56%
15 HHR Asset Management, LLC 3,064,200 39,222,000 1.47%
16 FRANKLIN RESOURCES INC 2,883,150 36,904,000 1.39%
17 TEACHERS ADVISORS, LLC 2,840,802 36,362,000 1.37%
18 DnB Asset Management AS 2,647,218 33,884,390 1.27%
19 SCHRODER INVESTMENT MANAGEMENT GROUP 2,280,700 29,192,960 1.10%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,258,400 28,908,000 1.09% Put
21 NORGES BANK 2,231,325 28,561,000 1.07%
22 DIMENSIONAL FUND ADVISORS LP 2,109,755 27,006,000 1.01%
23 PINNACLE ASSOCIATES LTD 2,103,142 26,920,000 1.01%
24 AMERIPRISE FINANCIAL INC 1,762,888 22,566,000 0.85%
25 NORTHERN TRUST CORP 1,739,305 22,263,000 0.84%
26 CITIGROUP INC 1,462,600 18,721,000 0.70% Call
27 GOLDMAN SACHS GROUP INC 1,367,000 17,498,000 0.66% Call
28 Neuberger Berman Group LLC 1,328,676 17,007,000 0.64%
29 Raging Capital Management, LLC 1,306,400 16,722,000 0.63% Put
30 GEODE CAPITAL MANAGEMENT, LLC 1,259,281 16,118,000 0.61%
31 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 1,232,515 15,776,000 0.59%
32 Sandell Investment Services LLC 960,984 12,301,000 0.46%
33 BOWEN HANES & CO INC 950,000 12,160,000 0.46%
34 BALYASNY ASSET MANAGEMENT L.P. 938,447 12,012,000 0.45%
35 ARROWGRASS CAPITAL PARTNERS (US) LP 890,626 11,400,000 0.43%
36 AQR CAPITAL MANAGEMENT LLC 864,350 11,064,000 0.42%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 861,736 11,030,000 0.41%
38 UNITED SERVICES AUTOMOBILE ASSOCIATION 811,346 10,385,000 0.39%
39 CITADEL ADVISORS LLC 810,188 10,370,000 0.39%
40 FIRST TRUST ADVISORS LP 808,940 10,354,000 0.39%
41 Spot Trading L.L.C 804,900 10,303,000 0.39% Put
42 THOMPSON INVESTMENT MANAGEMENT, INC. 764,006 10,283,000 0.39%
43 SG Americas Securities, LLC 782,207 10,012,000 0.38%
44 BlackRock Investment Management, LLC 655,249 8,387,000 0.32%
45 BTG Pactual Global Asset Management Ltd 636,900 8,153,000 0.31%
46 KENNEDY CAPITAL MANAGEMENT LLC 630,043 8,065,000 0.30%
47 Sculptor Capital LP 626,071 8,014,000 0.30%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 616,600 7,892,000 0.30% Call
49 NEW YORK STATE COMMON RETIREMENT FUND 605,825 7,755,000 0.29%
50 Parallax Volatility Advisers, L.P. 587,400 7,519,000 0.28% Put
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.