| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TOKIO MARINE ASSET MANAGEMENT CO LTD | 12,900 | 1,835,000 | 42.26% | PRN | |
| 2 | JANE STREET GROUP, LLC | 13,578 | 625,000 | 14.39% | ||
| 3 | MORGAN STANLEY | 10,082 | 464,000 | 10.69% | ||
| 4 | MYCIO WEALTH PARTNERS, LLC | 6,735 | 310,000 | 7.14% | ||
| 5 | BARCLAYS PLC | 6,000 | 276,000 | 6.36% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 4,973 | 229,000 | 5.27% | ||
| 7 | LPL Financial LLC | 4,993 | 229,000 | 5.27% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,448 | 113,000 | 2.60% | ||
| 9 | ROYAL BANK OF CANADA | 1,642 | 76,000 | 1.75% | ||
| 10 | D.A. DAVIDSON & CO. | 1,500 | 69,000 | 1.59% | ||
| 11 | UBS Group AG | 1,367 | 63,000 | 1.45% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,009 | 47,000 | 1.08% | ||
| 13 | Tower Research Capital LLC (TRC) | 120 | 6,000 | 0.14% | ||
| 14 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 15 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
