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KATE SPADE & CO
KATE SPADE & CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 251 Institutional holders with a total value of $4,113,337,150.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Call
2 WEALTHFRONT CORP 2 0 0.00%
3 WFG Advisors, LP 70 2,000 0.00%
4 Cable Hill Partners, LLC 61 2,000 0.00%
5 PIEDMONT INVESTMENT ADVISORS INC 65 2,080 0.00%
6 Hirtle Callaghan & Co LLC 100 3,000 0.00%
7 ENTERPRISE FINANCIAL SERVICES CORP 81 3,000 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 81 3,000 0.00%
9 Stratos Wealth Partners, LTD. 133 4,257 0.00%
10 Weaver C. Barksdale & Associates, Inc. 177 6,000 0.00%
11 Ruggie Capital Group 200 6,000 0.00%
12 Ledyard National Bank 234 7,000 0.00%
13 MSI Financial Services Inc 300 10,000 0.00%
14 Invictus RG Pte. Ltd. 380 12,000 0.00%
15 Pinnacle Summer Investments, Inc. 400 13,000 0.00%
16 Plante Moran Financial Advisors, LLC 400 13,000 0.00%
17 Gemmer Asset Management LLC 443 14,000 0.00%
18 GLENMEDE TRUST CO NA 600 19,000 0.00%
19 SEI INVESTMENTS CO 725 23,000 0.00%
20 Walleye Trading LLC 800 26,000 0.00% Put
21 SEVEN EIGHT CAPITAL, LP 948 30,000 0.00%
22 HUNTINGTON NATIONAL BANK 1,012 32,000 0.00%
23 FIRST MANHATTAN CO. LLC. 1,000 32,000 0.00%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,087 35,000 0.00%
25 Financial Architects, Inc 1,150 37,000 0.00%
26 NATIONAL PLANNING CORP 1,300 39,988 0.00%
27 THOMPSON DAVIS & CO., INC. 1,250 40,000 0.00%
28 Spot Trading L.L.C 1,600 51,000 0.00% Call
29 GLG LLC 1,826 58,000 0.00%
30 UBS Group AG 1,800 58,000 0.00% Call
31 VIRTUS CAPITAL ADVISERS, LLC 2,741 88,000 0.00%
32 FIFTH THIRD BANCORP 3,004 96,000 0.00%
33 Estabrook Capital Management 3,467 110,979 0.00%
34 Advisors Asset Management, Inc. 3,500 112,000 0.00%
35 Creative Planning 3,516 113,000 0.00%
36 Point72 Hong Kong Ltd 3,593 115,000 0.00%
37 BlackRock Finance, Inc. 3,604 116,000 0.00%
38 US BANCORP \DE\ 3,816 122,000 0.00%
39 TEACHER RETIREMENT SYSTEM OF TEXAS 3,844 123,000 0.00%
40 BANK OF AMERICA CORP /DE/ 3,900 125,000 0.00% Put
41 BANK OF AMERICA CORP /DE/ 3,900 125,000 0.00% Call
42 Tower Research Capital LLC (TRC) 3,909 125,000 0.00%
43 Walleye Trading LLC 4,527 145,000 0.00%
44 MYCIO WEALTH PARTNERS, LLC 5,010 160,000 0.00%
45 CLEARBRIDGE, LLC 5,000 160,000 0.00%
46 Spot Trading L.L.C 5,000 160,000 0.00% Put
47 PNC FINANCIAL SERVICES GROUP, INC. 5,045 162,000 0.00%
48 Parallax Volatility Advisers, L.P. 6,300 202,000 0.00% Call
49 CLINTON GROUP INC 6,478 207,000 0.01%
50 BESSEMER GROUP INC 6,540 209,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.