| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 1,203,864 | 51,453,000 | 50.30% | ||
| 2 | MORGAN STANLEY | 495,108 | 21,160,000 | 20.69% | ||
| 3 | TRUIST FINANCIAL CORP | 200,051 | 8,550,000 | 8.36% | ||
| 4 | AMERIPRISE FINANCIAL INC | 141,780 | 6,064,000 | 5.93% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 132,342 | 5,656,000 | 5.53% | ||
| 6 | ENVESTNET ASSET MANAGEMENT INC | 40,151 | 1,716,000 | 1.68% | ||
| 7 | NATIONAL PLANNING CORP | 36,394 | 1,553,000 | 1.52% | ||
| 8 | Commonwealth Equity Services, Inc | 26,558 | 1,135,000 | 1.11% | ||
| 9 | Timber Hill LLC | 23,861 | 1,020,000 | 1.00% | ||
| 10 | M&T BANK CORP | 21,200 | 906,000 | 0.89% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20,529 | 877,000 | 0.86% | ||
| 12 | LPL Financial LLC | 15,874 | 669,000 | 0.65% | ||
| 13 | HighTower Advisors, LLC | 12,269 | 524,000 | 0.51% | ||
| 14 | CITIGROUP INC | 9,318 | 398,000 | 0.39% | ||
| 15 | ROYAL BANK OF CANADA | 4,823 | 206,000 | 0.20% | ||
| 16 | M Holdings Securities, Inc. | 2,900 | 124,000 | 0.12% | ||
| 17 | NEW ENGLAND SECURITIES CORP /MA/ | 2,835 | 121,000 | 0.12% | ||
| 18 | B. Riley Wealth Management, Inc. | 1,450 | 61,000 | 0.06% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 982 | 42,000 | 0.04% | ||
| 20 | WFG Advisors, LP | 333 | 14,000 | 0.01% | ||
| 21 | WELLS FARGO & COMPANY/MN | 312 | 13,000 | 0.01% | ||
| 22 | NEXT Financial Group, Inc | 270 | 12,000 | 0.01% | ||
| 23 | Ground Swell Capital, LLC | 257 | 11,000 | 0.01% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 225 | 9,617 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
