| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AHRENS INVESTMENT PARTNERS LLC | 57,400 | 1,466,000 | 87.73% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,731 | 146,000 | 8.74% | ||
| 3 | ADVISOR GROUP, INC. | 1,113 | 28,000 | 1.68% | ||
| 4 | UBS Group AG | 869 | 22,000 | 1.32% | ||
| 5 | MSI Financial Services Inc | 325 | 8,000 | 0.48% | ||
| 6 | BlackRock Finance, Inc. | 25 | 1,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
