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APOLLO ENDOSURGERY
APOLLO ENDOSURGERY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 10 Institutional holders with a total value of $18,317,619.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Novo Holdings A/S 1,456,972 17,716,000 96.72%
2 TREDJE AP-FONDEN 33,833 557,000 3.04%
3 UBS Group AG 3,504 43,000 0.23%
4 BlackRock Fund Advisors 72 1,000 0.01%
5 Hanson & Doremus Investment Management 51 619 0.00%
6 INDEPENDENT ADVISOR ALLIANCE 0 0 0.00%
7 MORGAN STANLEY 5 0 0.00%
8 MUFG Americas Holdings Corp 3 0 0.00%
9 Apriem Advisors 26 0 0.00%
10 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.