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BROOKFIELD REAL ASSETS INCOM
BROOKFIELD REAL ASSETS INCOM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 79 Institutional holders with a total value of $215,835,718.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ironwood Financial, llc 16 0 0.00%
2 OMNIA FAMILY WEALTH, LLC 43 1,000 0.00%
3 BARCLAYS PLC 61 1,000 0.00%
4 SEI INVESTMENTS CO 33 1,000 0.00%
5 LBA Wealth Management, LLC 90 2,000 0.00% PRN
6 Financial Architects, Inc 100 2,000 0.00% PRN
7 MUFG Americas Holdings Corp 111 3,000 0.00%
8 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 145 3,000 0.00%
9 CITY HOLDING CO 158 4,000 0.00%
10 M&R CAPITAL MANAGEMENT INC 259 5,000 0.00%
11 NEXT Financial Group, Inc 321 8,000 0.00%
12 Barrett Asset Management, LLC 385 9,000 0.00%
13 WFG Advisors, LP 376 9,000 0.00%
14 WHITTIER TRUST CO 431 10,000 0.00%
15 CITIGROUP INC 577 13,000 0.01%
16 PNC FINANCIAL SERVICES GROUP, INC. 642 14,000 0.01%
17 People's United Financial, Inc. 611 14,000 0.01%
18 DELTA ASSET MANAGEMENT LLC/TN 800 19,000 0.01%
19 Highlander Capital Management, LLC 1,017 23,000 0.01%
20 GENEOS WEALTH MANAGEMENT INC. 1,594 36,000 0.02%
21 MASSEY QUICK SIMON & CO., LLC 1,589 36,000 0.02%
22 Winslow, Evans & Crocker, Inc. 2,402 54,718 0.03%
23 PATHSTONE FAMILY OFFICE, LLC 3,183 73,000 0.03%
24 IFP ADVISORS, INC 3,313 75,000 0.03%
25 Thomas J. Herzfeld Advisors, Inc. 4,941 113,000 0.05%
26 WOLVERINE ASSET MANAGEMENT LLC 7,776 177,000 0.08%
27 Raymond James Financial Services Advisors, Inc. 8,828 201,000 0.09%
28 Diligent Investors, LLC 9,001 205,000 0.09%
29 ADVISOR GROUP, INC. 9,281 212,000 0.10%
30 DELPHI FINANCIAL GROUP, INC. 10,780 245,000 0.11%
31 Weiss Asset Management LP 11,507 262,000 0.12%
32 SII INVESTMENTS INC/WI 12,292 280,000 0.13%
33 EDGEWOOD MANAGEMENT LLC 12,476 284,000 0.13%
34 GREAT AMERICAN GROUP, INC. 12,579 287,000 0.13%
35 FIRST FOUNDATION ADVISORS 14,267 325,000 0.15%
36 HOLLENCREST CAPITAL MANAGEMENT 15,195 346,000 0.16%
37 Creative Planning 15,829 361,000 0.17%
38 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 16,071 366,000 0.17%
39 WEDBUSH SECURITIES INC 17,352 395,000 0.18%
40 ALLEGIS INVESTMENT ADVISORS, LLC 17,556 400,000 0.19%
41 PENN MUTUAL LIFE INSURANCE CO 17,000 440,000 0.20%
42 Partnervest Advisory Services LLC 21,572 491,000 0.23%
43 Curi Capital, LLC 21,720 495,000 0.23%
44 Capital Investment Advisors, LLC 21,758 496,000 0.23%
45 Cambridge Investment Research Advisors, Inc. 26,345 600,000 0.28%
46 Saba Capital Management, L.P. 34,301 781,000 0.36%
47 Shaker Financial Services, LLC 36,306 827,000 0.38%
48 ZAZOVE ASSOCIATES LLC 36,347 828,000 0.38%
49 Aviance Capital Partners, LLC 36,609 834,000 0.39%
50 Edge Wealth Management LLC 37,054 843,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.