| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,930,681 | 43,073,000 | 20.86% | ||
| 2 | EATON VANCE MANAGEMENT | 1,257,304 | 28,101,000 | 13.61% | ||
| 3 | UBS Group AG | 762,139 | 17,003,000 | 8.24% | ||
| 4 | MORGAN STANLEY | 565,070 | 12,607,000 | 6.11% | ||
| 5 | WELLS FARGO & COMPANY/MN | 530,381 | 11,833,000 | 5.73% | ||
| 6 | BESSEMER GROUP INC | 472,946 | 10,551,000 | 5.11% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 472,557 | 10,542,000 | 5.11% | ||
| 8 | Invesco Ltd. | 435,449 | 9,715,000 | 4.71% | ||
| 9 | Advisors Asset Management, Inc. | 226,358 | 5,050,000 | 2.45% | ||
| 10 | BAIRD FINANCIAL GROUP, INC. | 216,122 | 4,822,000 | 2.34% | ||
| 11 | ROYAL BANK OF CANADA | 209,909 | 4,683,000 | 2.27% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 192,409 | 4,292,000 | 2.08% | ||
| 13 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 184,664 | 4,120,000 | 2.00% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 159,425 | 3,557,000 | 1.72% | ||
| 15 | Paloma Partners Management Co | 143,000 | 3,190,000 | 1.55% | ||
| 16 | Shaker Financial Services, LLC | 121,706 | 2,715,000 | 1.32% | ||
| 17 | FIRST FOUNDATION ADVISORS | 99,491 | 2,220,000 | 1.08% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 90,684 | 2,023,000 | 0.98% | ||
| 19 | LPL Financial LLC | 75,135 | 1,681,000 | 0.81% | ||
| 20 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 64,536 | 1,440,000 | 0.70% | ||
| 21 | DOLIVER ADVISORS, LP | 63,694 | 1,421,000 | 0.69% | ||
| 22 | CSS LLC/IL | 63,350 | 1,413,000 | 0.68% | ||
| 23 | Curi Capital, LLC | 54,057 | 1,206,000 | 0.58% | ||
| 24 | STIFEL FINANCIAL CORP | 52,340 | 1,171,000 | 0.57% | ||
| 25 | Cetera Advisor Networks LLC | 47,989 | 1,068,000 | 0.52% | ||
| 26 | CITIGROUP INC | 44,916 | 1,002,000 | 0.49% | ||
| 27 | Horizon Kinetics LLC | 41,010 | 915,000 | 0.44% | ||
| 28 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 40,148 | 896,000 | 0.43% | ||
| 29 | Commonwealth Equity Services, Inc | 39,867 | 889,000 | 0.43% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,587 | 883,000 | 0.43% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 39,263 | 876,000 | 0.42% | ||
| 32 | BROOKFIELD Corp /ON/ | 37,899 | 846,000 | 0.41% | ||
| 33 | DESCHUTES PORTFOLIO STRATEGY, LLC | 37,430 | 835,000 | 0.40% | ||
| 34 | ZAZOVE ASSOCIATES LLC | 36,347 | 811,000 | 0.39% | ||
| 35 | Edge Wealth Management LLC | 35,778 | 796,000 | 0.39% | ||
| 36 | Saba Capital Management, L.P. | 34,301 | 765,000 | 0.37% | ||
| 37 | Aviance Capital Partners, LLC | 34,151 | 762,000 | 0.37% | ||
| 38 | MARINER INVESTMENT GROUP LLC | 27,026 | 603,000 | 0.29% | ||
| 39 | BOOTHBAY FUND MANAGEMENT, LLC | 26,000 | 580,000 | 0.28% | ||
| 40 | Capital Investment Advisors, LLC | 23,775 | 530,000 | 0.26% | ||
| 41 | INVESTMENT CENTERS OF AMERICA INC | 22,261 | 495,000 | 0.24% | ||
| 42 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 17,724 | 395,000 | 0.19% | ||
| 43 | HOLLENCREST CAPITAL MANAGEMENT | 15,195 | 339,000 | 0.16% | ||
| 44 | WEDBUSH SECURITIES INC | 15,156 | 338,000 | 0.16% | ||
| 45 | Raymond James Financial Services Advisors, Inc. | 14,603 | 326,000 | 0.16% | ||
| 46 | E&G Advisors, LP | 13,719 | 306,000 | 0.15% | ||
| 47 | ALLEGIS INVESTMENT ADVISORS, LLC | 13,401 | 299,000 | 0.14% | ||
| 48 | EDGEWOOD MANAGEMENT LLC | 12,476 | 278,000 | 0.13% | ||
| 49 | SII INVESTMENTS INC/WI | 12,292 | 273,000 | 0.13% | ||
| 50 | GREAT AMERICAN GROUP, INC. | 12,206 | 272,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
